{"url":"https://nivawealth.com/firms/intellicapital-advisors-316908","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/316908","regulatoryAum":116256711,"crd":"316908","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4283619","suffix":null,"lastName":"Fremont","firstName":"Robert","middleName":"Joseph"},{"crd":"4436877","suffix":null,"lastName":"McAlpin","firstName":"Michael","middleName":"Patrick"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135277","legalName":"Intellicapital Advisors LLC","displayName":"Intellicapital Advisors","slug":"intellicapital-advisors-316908","website":"https://intellicapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/intellicapital-advisors-llc","xUrl":"https://twitter.com/_intellicapital","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4210 Valley Ridge BLVD, Suite 105","city":"Ponte Vedra","state":"FL","stateName":"Florida","country":"United States","postalCode":"32081"},"tradeNames":[],"registration":{"secApproved":"5 February 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1435268.037037037,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":116256711,"discretionary":116256711,"discretionaryAccounts":200,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":30,"regulatoryAum":12749537},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":103507174}],"feePrograms":[{"role":"other","program":"Black Diamond Performance Tracking","summary":"Black Diamond performance tracking for all assets is a fixed $250.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"},{"role":"other","program":"Digital Footprint Protection","summary":"Digital footprint protection is $300 per person, and the digital vault is $240.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"},{"role":"other","program":"Family Mapping","summary":"Family mapping sessions are a fixed $600, and a family mapping update is $125.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"},{"role":"other","program":"Financial Planning Fees","summary":"Financial planning is charged as fixed project fees, from $500 for a retirement analysis to $3,500 for a complex eMoney plan with estate taxes.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"},{"role":"other","program":"Held-Away Account Management Through Pontera","summary":"IAL's fee for managing held-away 401(k), 403(b) or 457 plan assets through Pontera is 0.87% to 0.37% by asset band, plus a 0.25% third-party fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"},{"role":"other","program":"Tax Planning and Tax Preparation","summary":"Tax planning and tax preparation are fixed fees: $250 for Holistiplan tax planning and $850 for RTS tax planning and tax preparation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19","documentName":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:04:56.848218+00:00","documents":[{"name":"ADV PART 2A- INTELLICAPITAL ADVISORS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","versionId":1061477,"submittedOn":"2026-10-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":95968124},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":18969546}],"custodyNote":"Intellicapital Advisors has custody of $9.19M in client assets for 14 clients.","otherCustodians":[],"leadership":[{"name":"Michael McAlpin","title":"Managing Partner and Chief Compliance Officer","crd":"4436877"},{"name":"Robert Fremont","title":"Managing Partner","crd":"4283619"}],"ownership":[{"label":"Michael McAlpin","detail":"Managing partner and chief compliance officer in the 75% or more ownership band and a control person, since September 2021."},{"label":"Robert Fremont","detail":"Managing partner in the 5% to 10% ownership band, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"4210 Valley Ridge BLVD, Suite 105","city":"Ponte Vedra","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-438-1958","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":58},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":6,"detail":"Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/316908/PDF/316908.pdf","brochureDate":"19 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061477","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Intellicapital Advisors have?","answer":"Intellicapital Advisors has 81 clients and manages $116 million for them, as of August 2026. They include 51 high-net-worth individuals and 30 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Intellicapital Advisors offer?","answer":"Intellicapital Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Intellicapital Advisors use?","answer":"Intellicapital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $96M and Fidelity Brokerage Services LLC (Smithfield, RI), with $19M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Intellicapital Advisors have?","answer":"Intellicapital Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Intellicapital Advisors invest in?","answer":"At the end of its last fiscal year, Intellicapital Advisors’ separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 6% other, 3% cash and equivalents, 2% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% state and local bonds. The 6% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Intellicapital Advisors?","answer":"Intellicapital Advisors’ direct owners are Michael McAlpin (75% or more) and Robert Fremont (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Intellicapital Advisors get paid?","answer":"Intellicapital Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Intellicapital Advisors?","answer":"Intellicapital Advisors’ main office is at 4210 Valley Ridge BLVD, Suite 105, Ponte Vedra, FL 32081. Its phone number is 866-438-1958. Its website is intellicapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}