{"url":"https://nivawealth.com/firms/integrity-wealth-management-150103","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150103","regulatoryAum":163150031,"crd":"150103","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2309646","suffix":null,"lastName":"SIMPSON","firstName":"BRIAN","middleName":"STEVEN"},{"crd":"4661491","suffix":null,"lastName":"WESSELS","firstName":"CRAIG","middleName":"STEPHEN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-06-30","regulatoryAum":109994530,"clients":137,"employees":2,"offices":2},{"filedOn":"2024-04-11","regulatoryAum":116928445,"clients":159,"employees":2,"offices":2},{"filedOn":"2025-03-19","regulatoryAum":126736305,"clients":165,"employees":2,"offices":2},{"filedOn":"2026-08-26","regulatoryAum":163150031,"clients":169,"employees":2,"offices":2}],"secFileNumber":"801-128497","legalName":"Integrity Wealth Management, Inc.","displayName":"Integrity Wealth Management","slug":"integrity-wealth-management-150103","website":"https://integritywm.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington corporation","fiscalYearEnd":"December","headquarters":{"street":"202 East Spokane Falls BLVD., Suite 200","city":"Spokane","state":"WA","stateName":"Washington","country":"United States","postalCode":"99202"},"tradeNames":[],"registration":{"secApproved":"31 July 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":975839.9880239521,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":163150031,"discretionary":122798607,"discretionaryAccounts":485,"nonDiscretionary":40351424,"nonDiscretionaryAccounts":59,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":128,"regulatoryAum":33570358},{"label":"High-net-worth individuals","clients":39,"regulatoryAum":129394920},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":184753}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1.25,"from":0},{"to":500000,"pct":1,"from":250000},{"to":2000000,"pct":0.8,"from":500000},{"to":5000000,"pct":0.6,"from":2000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046262","versionId":1046262,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-05-26","documentName":"ADV PART 2A-2B","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning-Only Services","summary":"Financial planning-only engagements are charged at an hourly fee of $250 or a flat fee of up to $12,000, negotiable depending on scope and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046262","versionId":1046262,"submittedOn":"2026-05-26","documentName":"ADV PART 2A-2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:56:00.684808+00:00","documents":[{"name":"ADV PART 2A-2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046262","versionId":1046262,"submittedOn":"2026-05-26"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":116170723},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":46979309}],"custodyNote":"Integrity Wealth Management has custody of $60.6M for 67 clients.","otherCustodians":[],"leadership":[{"name":"Brian Simpson","title":"President/Chief Compliance Officer","crd":"2309646"}],"ownership":[{"label":"Brian Simpson","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since May 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"202 East Spokane Falls BLVD., Suite 200","city":"Spokane","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"509-315-9532","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":72},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150103/PDF/150103.pdf","brochureDate":"26 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046262","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrity Wealth Management have?","answer":"Integrity Wealth Management has 169 clients and manages $163 million for them, as of August 2026. They include 128 individual clients, 39 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrity Wealth Management offer?","answer":"Integrity Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Integrity Wealth Management charge?","answer":"Integrity Wealth Management charges 0.50%–1.25% a year for its Asset Management. Each asset band is charged at its own rate. The fee is negotiable.","source":"ADV PART 2A-2B, filed 26 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Integrity Wealth Management use?","answer":"Integrity Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $116M and Charles Schwab & Co., Inc. (Westlake, TX), with $47M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrity Wealth Management have?","answer":"Integrity Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrity Wealth Management invest in?","answer":"At the end of its last fiscal year, Integrity Wealth Management’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrity Wealth Management?","answer":"Integrity Wealth Management’s direct owner is Brian Simpson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrity Wealth Management get paid?","answer":"Integrity Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrity Wealth Management?","answer":"Integrity Wealth Management’s main office is at 202 East Spokane Falls BLVD., Suite 200, Spokane, WA 99202. Its phone number is 509-315-9532. Its website is integritywm.net.","source":"Form ADV Part 1A, Item 1.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}