{"url":"https://nivawealth.com/firms/integrity-fixed-income-management-135635","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/135635","regulatoryAum":921469554,"crd":"135635","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4963467","suffix":null,"lastName":"CAPUTO","firstName":"CHRISTOPHER","middleName":"JOHN"},{"crd":"7638748","suffix":null,"lastName":"Denney","firstName":"Erin","middleName":"Michelle"},{"crd":"830021","suffix":"JR","lastName":"DENNEY","firstName":"LOUIE","middleName":"EARL"},{"crd":"2455085","suffix":null,"lastName":"FANT","firstName":"THOMAS","middleName":"DENNIS"},{"crd":"4596512","suffix":null,"lastName":"PERIPOLI","firstName":"CORINNE","middleName":"SABRINA"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":493800196,"clients":33,"employees":5,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":642660566,"clients":34,"employees":6,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":619839174,"clients":34,"employees":5,"offices":1},{"filedOn":"2024-03-04","regulatoryAum":729664949,"clients":38,"employees":5,"offices":1},{"filedOn":"2025-03-06","regulatoryAum":843966549,"clients":45,"employees":6,"offices":1},{"filedOn":"2026-04-10","regulatoryAum":921469554,"clients":44,"employees":6,"offices":1}],"secFileNumber":"801-67633","legalName":"Integrity Fixed Income Management, LLC","displayName":"Integrity Fixed Income Management","slug":"integrity-fixed-income-management-135635","website":"https://integrityfi.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/integrity-fixed-income-mgt.-ll/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"651 Bryn Mawr St","city":"Orlando","state":"FL","stateName":"Florida","country":"United States","postalCode":"32804"},"tradeNames":[],"registration":{"secApproved":"7 March 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":921469554,"discretionary":921469554,"discretionaryAccounts":44,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":64527553},{"label":"State or municipal government entities","clients":36,"regulatoryAum":517522566},{"label":"Other investment advisers","clients":3,"fewerThan5":true,"regulatoryAum":249315090},{"label":"Insurance companies","clients":2,"fewerThan5":true,"regulatoryAum":59044288},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":31060057}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Salem Trust","shortName":"Salem Trust","location":"Tampa, FL","smaAssets":135926872},{"name":"Regions Bank","shortName":"Regions Bank","location":"Birmingham, AL","smaAssets":157218306},{"name":"Northern Trust Securities, Inc.","shortName":"Northern Trust Securities","location":"Chicago, IL","smaAssets":120773289},{"name":"State Street","shortName":"State Street","location":"Boston, MA","smaAssets":173073818},{"name":"Fifth Third Bank","shortName":"Fifth Third Bank","location":"Cincinatti, OH","smaAssets":157427095}],"custodyNote":"Integrity Fixed Income Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Louie Denney","title":"Chief Executive Officer","crd":"830021"},{"name":"Michelle Denney","title":"President","crd":"4966634"},{"name":"Giselle Casella","title":"Chief Compliance Officer","crd":"4998512"},{"name":"Christopher Caputo","title":"Co-Chief Investment Officer","crd":"4963467"}],"ownership":[{"label":"Christopher Caputo","detail":"Co-chief investment officer in the 10% to 25% ownership band and a control person, since February 2025."},{"label":"Louie Denney","detail":"Chief executive officer in the 25% to 50% ownership band and a control person, since July 2016."},{"label":"Michelle Denney","detail":"President in the 50% to 75% ownership band and a control person, since July 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"651 Bryn Mawr St","city":"Orlando","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-481-2420","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":47},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":48},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"10 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/135635/PDF/135635.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrity Fixed Income Management have?","answer":"Integrity Fixed Income Management has 44 clients and manages $921 million for them, as of April 2026. They include 36 state or municipal government entities, 3 other investment advisers and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrity Fixed Income Management offer?","answer":"Integrity Fixed Income Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Integrity Fixed Income Management use?","answer":"Integrity Fixed Income Management’s separately managed account assets are held at State Street (Boston, MA), with $173M, Fifth Third Bank (Cincinatti, OH), with $157M, Regions Bank (Birmingham, AL), with $157M, Salem Trust (Tampa, FL), with $136M and Northern Trust Securities, Inc. (Chicago, IL), with $121M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrity Fixed Income Management have?","answer":"Integrity Fixed Income Management has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrity Fixed Income Management invest in?","answer":"At the end of its last fiscal year, Integrity Fixed Income Management’s separately managed accounts held 48% investment grade corporate bonds, 47% U.S. government and agency bonds, 4% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrity Fixed Income Management?","answer":"Integrity Fixed Income Management’s direct owners are Christopher Caputo (10% to 25%), Louie Denney (25% to 50%) and Michelle Denney (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrity Fixed Income Management get paid?","answer":"Integrity Fixed Income Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrity Fixed Income Management?","answer":"Integrity Fixed Income Management’s main office is at 651 Bryn Mawr St, Orlando, FL 32804. Its phone number is 407-481-2420. Its website is integrityfi.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}