{"url":"https://nivawealth.com/firms/integrity-financial-advisors-313369","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313369","regulatoryAum":134863176,"crd":"313369","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7971569","suffix":"IV","lastName":"BOCKRATH","firstName":"CHRISTIAN","middleName":"FREDERICK"},{"crd":"6306856","suffix":null,"lastName":"DAY","firstName":"LORI","middleName":"ANN"},{"crd":"1290907","suffix":null,"lastName":"HOSLER","firstName":"JOSEPH","middleName":"BYRON"},{"crd":"807069","suffix":null,"lastName":"KOONTZ","firstName":"MICHAEL","middleName":"DALE"},{"crd":"7709709","suffix":null,"lastName":"Martin","firstName":"Atencio","middleName":"Taylor"},{"crd":"4633600","suffix":null,"lastName":"MARTIN","firstName":"LEANNE","middleName":"ATENCIO"},{"crd":"4245139","suffix":null,"lastName":"ROBERTS","firstName":"LACEY","middleName":"LYNN"},{"crd":"2279707","suffix":null,"lastName":"SCHUBACH","firstName":"DAVID","middleName":"MORGAN"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-16","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2022-04-28","regulatoryAum":62502395,"clients":139,"employees":5,"offices":4},{"filedOn":"2023-04-26","regulatoryAum":75538053,"clients":190,"employees":5,"offices":4},{"filedOn":"2024-03-15","regulatoryAum":103623839,"clients":232,"employees":8,"offices":5},{"filedOn":"2025-04-15","regulatoryAum":124354304,"clients":237,"employees":10,"offices":7},{"filedOn":"2026-06-26","regulatoryAum":134863176,"clients":240,"employees":9,"offices":6}],"secFileNumber":"801-121305","legalName":"Integrity Financial Advisors, LLC","displayName":"Integrity Financial Advisors","slug":"integrity-financial-advisors-313369","website":"https://integrityfa.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/313369/f623cb19fb5c891c-r1.webp","tone":"light","width":725,"height":200,"sourceUrl":"https://integrityfa.com/","sourceLabel":"Integrity Financial Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"400 Tradecenter, Suite 3990","city":"Woburn","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01801"},"tradeNames":["Advanced Financial Partners","Roberts Financial Partners Group","Two Tugboats LLC"],"registration":{"secApproved":"1 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":481632.82608695654,"staff":{"employees":9,"advisory":8,"brokerDealerReps":0,"insuranceAgents":7,"promoters":0},"aum":{"regulatory":134863176,"discretionary":115159697,"discretionaryAccounts":489,"nonDiscretionary":19703479,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":208,"regulatoryAum":75734203},{"label":"High-net-worth individuals","clients":22,"regulatoryAum":35041347},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":19702911},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":4384715}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:57:08.639792+00:00","documents":[{"name":"INTEGRITY FA PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026822","versionId":1026822,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":86703810},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":22381976}],"custodyNote":"Integrity Financial Advisors has custody of $148K for 1 clients.","otherCustodians":[],"leadership":[{"name":"Joseph Hosler","title":"Chief Compliance Officer","crd":"1290907"}],"ownership":[{"label":"Auour Investments LLC","detail":"Member in the 50% to 75% ownership band and a control person, since March 2021."},{"label":"Advanced Financial Partners, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since March 2021."},{"label":"Robert Held","detail":"Indirect owner: a owner of Advanced Financial Partners, LLC in the 75% or more band and a control person, since June 2008.","parent":"Advanced Financial Partners, LLC"},{"label":"Robert Kuftinec","detail":"Indirect owner: a member of Auour Investments LLC in the 25% to 50% band and a control person, since January 2015.","parent":"Auour Investments LLC"},{"label":"Joseph Hosler","detail":"Indirect owner: a managin principal of Auour Investments LLC in the 25% to 50% band and a control person, since March 2013.","parent":"Auour Investments LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":2},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"400 Tradecenter, Suite 3990","city":"Woburn","headquarters":true}]},{"state":"New Hampshire","offices":1,"addresses":[{"street":"500 Market Street","city":"Portsmouth"}]},{"state":"Oklahoma","offices":1,"addresses":[{"street":"2524 N. Broadway","city":"Edmond"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"100 West Main Street","city":"Lansdale"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"978-338-4830","stateRegisteredReps":8,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313369/PDF/313369.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026822","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrity Financial Advisors have?","answer":"Integrity Financial Advisors has 240 clients and manages $135 million for them, as of June 2026. They include 208 individual clients, 22 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrity Financial Advisors offer?","answer":"Integrity Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Integrity Financial Advisors use?","answer":"Integrity Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $86.7M and National Financial Services LLC (Boston, MA), with $22.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrity Financial Advisors have?","answer":"Integrity Financial Advisors has 8 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrity Financial Advisors invest in?","answer":"At the end of its last fiscal year, Integrity Financial Advisors’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 4% pooled vehicles (private funds and similar), 3% exchange-traded equities, 3% cash and equivalents and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrity Financial Advisors?","answer":"Integrity Financial Advisors is owned through holding companies by Robert Held, Robert Kuftinec and Joseph Hosler. Its direct owners are Auour Investments LLC (50% to 75%) and Advanced Financial Partners, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrity Financial Advisors get paid?","answer":"Integrity Financial Advisors is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrity Financial Advisors?","answer":"Integrity Financial Advisors’ main office is at 400 Tradecenter, Suite 3990, Woburn, MA 01801. Its phone number is 978-338-4830. Its website is integrityfa.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}