{"url":"https://nivawealth.com/firms/integrity-capital-management-142693","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142693","regulatoryAum":180540377,"crd":"142693","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4780060","suffix":null,"lastName":"ATKINS","firstName":"JOHN","middleName":"CHRISTOPHER"},{"crd":"4078666","suffix":null,"lastName":"BAILEY","firstName":"JOSEPH","middleName":"BARRY"},{"crd":"4467315","suffix":null,"lastName":"REHART","firstName":"PAMELA","middleName":"ANNETTE"},{"crd":"5188929","suffix":null,"lastName":"WILLIAMS","firstName":"ANGELA","middleName":"HOPE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-11","regulatoryAum":112125882,"clients":276,"employees":4,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":128731453,"clients":284,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":106730335,"clients":289,"employees":4,"offices":1},{"filedOn":"2024-03-15","regulatoryAum":123390088,"clients":287,"employees":4,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":145404419,"clients":349,"employees":4,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":180540377,"clients":361,"employees":4,"offices":1}],"secFileNumber":"801-70864","legalName":"Integrity Capital Management LLC","displayName":"Integrity Capital Management","slug":"integrity-capital-management-142693","website":"https://retirewithicm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"444 Clinchfield Street, Suite 302","city":"Kingsport","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37660"},"tradeNames":[],"registration":{"secApproved":"4 January 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":500111.84764542937,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":180540377,"discretionary":180540377,"discretionaryAccounts":482,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":307,"regulatoryAum":67115804},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":113424573}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":2000000,"pct":0.8,"from":1000000},{"to":4000000,"pct":0.6,"from":2000000},{"to":null,"pct":0.4,"from":4000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016452","versionId":1016452,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-10","documentName":"ICM FORM ADV PART 2A-2B 3.9.2026","fee_rate_low":0.4,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting, including financial and retirement planning, is billed at $200 per hour and is not negotiable; some projects are fixed fees, billed half in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016452","versionId":1016452,"submittedOn":"2026-03-10","documentName":"ICM FORM ADV PART 2A-2B 3.9.2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:31:05.625223+00:00","documents":[{"name":"ICM FORM ADV PART 2A-2B 3.9.2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016452","versionId":1016452,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":179960015}],"custodyNote":"Integrity Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pamela Rehart","title":"Owner, Chief Compliance Officer, Managing Member","crd":"4467315"},{"name":"John Atkins","title":"Owner","crd":"4780060"},{"name":"Angela Williams","title":"Owner","crd":"5188929"}],"ownership":[{"label":"John Atkins","detail":"Owner in the 25% to 50% ownership band and a control person, since January 2007."},{"label":"Pamela Rehart","detail":"Owner, chief compliance officer, managing member in the 25% to 50% ownership band and a control person, since January 2007."},{"label":"Angela Williams","detail":"Owner in the 25% to 50% ownership band and a control person, since June 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"444 Clinchfield Street, Suite 302","city":"Kingsport","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"423-230-4500","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142693/PDF/142693.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016452","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrity Capital Management have?","answer":"Integrity Capital Management has 361 clients and manages $181 million for them, as of March 2026. They include 307 individual clients and 54 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrity Capital Management offer?","answer":"Integrity Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Integrity Capital Management charge?","answer":"Integrity Capital Management charges 0.40%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ICM FORM ADV PART 2A-2B 3.9.2026, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Integrity Capital Management use?","answer":"Integrity Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $180M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrity Capital Management have?","answer":"Integrity Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrity Capital Management invest in?","answer":"At the end of its last fiscal year, Integrity Capital Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrity Capital Management?","answer":"Integrity Capital Management’s direct owners are John Atkins, Pamela Rehart and Angela Williams, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrity Capital Management get paid?","answer":"Integrity Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrity Capital Management?","answer":"Integrity Capital Management’s main office is at 444 Clinchfield Street, Suite 302, Kingsport, TN 37660. Its phone number is 423-230-4500. Its website is retirewithicm.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}