{"url":"https://nivawealth.com/firms/integrative-planning-336307","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336307","regulatoryAum":101384621,"crd":"336307","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6254253","suffix":null,"lastName":"GIBSON","firstName":"ANDREW","middleName":"JAMES"},{"crd":"6661996","suffix":null,"lastName":"Lavella","firstName":"Nicholas","middleName":"John"},{"crd":"5892651","suffix":null,"lastName":"LEE","firstName":"SHAWN","middleName":"PATRICK"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-16","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2026-08-07","regulatoryAum":101384621,"clients":224,"employees":6,"offices":1}],"secFileNumber":"801-133844","legalName":"Integrative Planning, Inc.","displayName":"Integrative 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2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":452609.9151785714,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":101384621,"discretionary":101384621,"discretionaryAccounts":429,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":188,"regulatoryAum":29808190},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":71576431}],"feePrograms":[{"role":"other","program":"Consulting","summary":"Hourly consulting fees range from $250 to $500 an hour, depending on the adviser and the scope of work.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034490","versionId":1034490,"submittedOn":"2026-03-31","documentName":"ADV 2A & 2B"},{"role":"other","program":"Financial Planning","summary":"Financial plans are billed up to 25% in advance, with the balance due on delivery of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034490","versionId":1034490,"submittedOn":"2026-03-31","documentName":"ADV 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:02:32.454701+00:00","documents":[{"name":"ADV 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034490","versionId":1034490,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":101384621}],"custodyNote":"Integrative Planning has custody of $101M for 224 clients.","otherCustodians":[],"leadership":[{"name":"Shawn Lee","title":"Managing Member/CCO","crd":"5892651"}],"ownership":[{"label":"Shawn Lee","detail":"Managing member/cco in the 75% or more ownership band and a control person, since April 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"19520 W Catawba Ave., Suite 311","city":"Cornelius","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"704-947-8444","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":67},{"label":"Non-exchange-traded equity securities","percent":6},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"7 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336307/PDF/336307.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034490","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrative Planning have?","answer":"Integrative Planning has 224 clients and manages $101 million for them, as of August 2026. They include 188 individual clients and 36 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrative Planning offer?","answer":"Integrative Planning provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Integrative Planning use?","answer":"Integrative Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrative Planning have?","answer":"Integrative Planning has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrative Planning invest in?","answer":"At the end of its last fiscal year, Integrative Planning’s separately managed accounts held 67% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 6% non-exchange-traded equities, 6% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrative Planning?","answer":"Integrative Planning’s direct owner is Shawn Lee (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrative Planning get paid?","answer":"Integrative Planning is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrative Planning?","answer":"Integrative Planning’s main office is at 19520 W Catawba Ave., Suite 311, Cornelius, NC 28031. Its phone number is 704-947-8444. Its website is myintegrativeplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}