{"url":"https://nivawealth.com/firms/integrated-wealthcare-312929","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312929","regulatoryAum":218160219,"crd":"312929","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7718664","suffix":null,"lastName":"Gallagher","firstName":"John","middleName":null},{"crd":"8084269","suffix":null,"lastName":"Pye","firstName":"August","middleName":"Kenneth"},{"crd":"2864005","suffix":null,"lastName":"RUFFING","firstName":"MICHAEL","middleName":"SHAYNE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-20","regulatoryAum":0,"clients":0,"employees":4,"offices":1},{"filedOn":"2022-05-04","regulatoryAum":117026150,"clients":74,"employees":4,"offices":1},{"filedOn":"2023-04-27","regulatoryAum":94958423,"clients":88,"employees":6,"offices":1},{"filedOn":"2024-04-16","regulatoryAum":117552022,"clients":100,"employees":6,"offices":1},{"filedOn":"2025-04-28","regulatoryAum":144890842,"clients":131,"employees":9,"offices":2},{"filedOn":"2026-03-26","regulatoryAum":218160219,"clients":143,"employees":11,"offices":3}],"secFileNumber":"801-121522","legalName":"Integrated Wealthcare, LLC","displayName":"Integrated Wealthcare","slug":"integrated-wealthcare-312929","website":"https://iwcglobal.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/312929/d0db9714936caf55-r1.webp","tone":"dark","width":754,"height":200,"sourceUrl":"https://www.iwcglobal.net/","sourceLabel":"Integrated Wealthcare, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/integrated-wealthcare-llc/","founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3100 Tower BLVD, Ste 1605","city":"Durham","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27707-6323"},"tradeNames":[],"registration":{"secApproved":"21 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1378304.2222222222,"staff":{"employees":11,"advisory":4,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":218160219,"discretionary":218160219,"discretionaryAccounts":792,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":33033751},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":153037319},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":32089149}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","versionId":1026908,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-26","documentName":"INTEGRATED WEALTHCARE - FORM ADV PART 2A","fee_rate_low":0.3,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting services are billed hourly at $525 per hour, negotiable case by case, with 50 percent of agreed fees due in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","versionId":1026908,"submittedOn":"2026-03-26","documentName":"INTEGRATED WEALTHCARE - FORM ADV PART 2A"},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed hourly at $525, as annual recurring fees of $1,260 to $7,800, or as fixed project fees not exceeding $15,000; fees may be negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","versionId":1026908,"submittedOn":"2026-03-26","documentName":"INTEGRATED WEALTHCARE - FORM ADV PART 2A"},{"role":"other","program":"Fractional Controller Services","summary":"Fractional controller services carry an annual fee of up to $7,500, billed in monthly installments in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","versionId":1026908,"submittedOn":"2026-03-26","documentName":"INTEGRATED WEALTHCARE - FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:54:28.74733+00:00","documents":[{"name":"INTEGRATED WEALTHCARE - FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","versionId":1026908,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":124794566}],"custodyNote":"Integrated Wealthcare has custody of $16M in client assets for 21 clients.","otherCustodians":[],"leadership":[{"name":"Michael Ruffing","title":"Owner; CCO","crd":"2864005"}],"ownership":[{"label":"Michael Ruffing","detail":"Owner; cco in the 50% to 75% ownership band and a control person, since October 2006."},{"label":"Blue Slide Steamers, LLC","detail":"Owner in the 25% to 50% ownership band, since September 2021."},{"label":"Anthony Dilweg","detail":"Indirect owner: a sole partner of Blue Slide Steamers, LLC in the 75% or more band and a control person, since September 2018.","parent":"Blue Slide Steamers, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"3100 Tower BLVD, Ste 1605","city":"Durham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-694-6292","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":86},{"label":"Non-exchange-traded equity securities","percent":4},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":2,"detail":"Limited Partnership Units, Reit'S, Uit'S"}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312929/PDF/312929.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026908","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrated Wealthcare have?","answer":"Integrated Wealthcare has 143 clients and manages $218 million for them, as of March 2026. They include 83 individual clients, 52 high-net-worth individuals, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrated Wealthcare offer?","answer":"Integrated Wealthcare provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Integrated Wealthcare charge?","answer":"Integrated Wealthcare charges 0.30%–1.00% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.","source":"INTEGRATED WEALTHCARE - FORM ADV PART 2A, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Integrated Wealthcare use?","answer":"Integrated Wealthcare’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $125M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Integrated Wealthcare have?","answer":"Integrated Wealthcare has 4 investment adviser representatives registered with state securities authorities, out of 11 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrated Wealthcare invest in?","answer":"At the end of its last fiscal year, Integrated Wealthcare’s separately managed accounts held 86% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs), 4% non-exchange-traded equities, 2% state and local bonds, 2% other and 1% cash and equivalents. The 2% other category is described as: Limited Partnership Units, Reit'S, Uit'S.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Integrated Wealthcare?","answer":"Integrated Wealthcare is owned through a holding company by Anthony Dilweg. Its direct owners are Michael Ruffing (50% to 75%) and Blue Slide Steamers, LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Integrated Wealthcare get paid?","answer":"Integrated Wealthcare is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrated Wealthcare?","answer":"Integrated Wealthcare’s main office is at 3100 Tower BLVD, Ste 1605, Durham, NC 27707-6323. Its phone number is 866-694-6292. Its website is iwcglobal.net.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/integrated-wealthcare-312929/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1962105/000195175726001035/0001951757-26-001035-index.html","totalValue":133852566,"positionCount":29,"top10Share":0.811850936051536,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":25654043,"shares":297818,"shareType":"SH","priorValue":21619795,"priorShares":49497},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":19439066,"shares":272829,"shareType":"SH","priorValue":17202596,"priorShares":268455},{"issuer":"HARTFORD FDS EXCHANGE TRADED","titleOfClass":"MUN 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}