{"url":"https://nivawealth.com/firms/integrated-wealth-solutions-334422","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334422","regulatoryAum":114000000,"crd":"334422","secFileNumber":"801-137270","legalName":"Integrated Wealth Solutions, LLC","displayName":"Integrated Wealth Solutions","slug":"integrated-wealth-solutions-334422","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2651 Carnegie Road","city":"York","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17402"},"tradeNames":[],"registration":{"secApproved":"11 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":366666.6666666667,"staff":{"employees":8,"advisory":8,"brokerDealerReps":0,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":114000000,"discretionary":114000000,"discretionaryAccounts":883,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":250,"regulatoryAum":55000000},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":55000000},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":4000000}],"feePrograms":[{"role":"main","program":"Asset management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057757","versionId":1057757,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-14","documentName":"ADV 2A","fee_rate_low":null,"fee_rate_high":1.45,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting is a fixed fee of $1,500 to $3,000 depending on complexity, billed on completion of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057757","versionId":1057757,"submittedOn":"2026-09-14","documentName":"ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:56:08.250023+00:00","documents":[{"name":"ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057757","versionId":1057757,"submittedOn":"2026-09-14"}]},"custodians":[],"custodyNote":"Integrated Wealth Solutions does not have custody of client assets.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"2651 Carnegie Road","city":"York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-313-2220","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":5,"detail":"Structured Investments, Real Estate"}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334422/PDF/334422.pdf","brochureDate":"14 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057757","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Integrated Wealth Solutions have?","answer":"Integrated Wealth Solutions has 306 clients and manages $114 million for them, as of September 2026. They include 250 individual clients, 50 high-net-worth individuals, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Integrated Wealth Solutions offer?","answer":"Integrated Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Integrated Wealth Solutions charge?","answer":"Integrated Wealth Solutions charges up to 1.45% a year for its Asset management. The fee is billed in arrears and is negotiable.","source":"ADV 2A, filed 14 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Integrated Wealth Solutions have?","answer":"Integrated Wealth Solutions has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Integrated Wealth Solutions invest in?","answer":"At the end of its last fiscal year, Integrated Wealth Solutions’ separately managed accounts held 45% exchange-traded equities, 45% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 5% other. The 5% other category is described as: Structured Investments, Real Estate.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Integrated Wealth Solutions get paid?","answer":"Integrated Wealth Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Integrated Wealth Solutions?","answer":"Integrated Wealth Solutions’ main office is at 2651 Carnegie Road, York, PA 17402. Its phone number is 717-313-2220.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}