{"url":"https://nivawealth.com/firms/infanger-investment-technology-112328","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112328","regulatoryAum":494923592,"crd":"112328","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4391106","suffix":null,"lastName":"INFANGER","firstName":"GERD","middleName":"NMN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-08","regulatoryAum":1086268464,"clients":1,"employees":1,"offices":1},{"filedOn":"2022-04-23","regulatoryAum":1064273123,"clients":1,"employees":1,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":792567594,"clients":1,"employees":1,"offices":1},{"filedOn":"2024-03-30","regulatoryAum":601013912,"clients":1,"employees":1,"offices":1},{"filedOn":"2025-03-30","regulatoryAum":534899017,"clients":1,"employees":1,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":494923592,"clients":1,"employees":2,"offices":1}],"secFileNumber":"801-57817","legalName":"Infanger Investment Technology, LLC","displayName":"Infanger Investment Technology","slug":"infanger-investment-technology-112328","website":"https://infanger.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2665 Marine Way, Suite 1120","city":"Mountain View","state":"CA","stateName":"California","country":"United States","postalCode":"94043"},"tradeNames":[],"registration":{"secApproved":"31 July 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":494923592,"discretionary":16439552,"discretionaryAccounts":4,"nonDiscretionary":478484040,"nonDiscretionaryAccounts":21,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":16439552},{"label":"Banking or thrift institutions","clients":null,"fewerThan5":true,"regulatoryAum":6295856},{"label":"Investment companies","clients":1,"regulatoryAum":472188184}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":9734213},{"name":"Bank Gutmann Aktiengesellschaft","shortName":"Bank Gutmann Aktiengesellschaft","location":"Vienna","smaAssets":5510399},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":3005416},{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St. Louis, MO","smaAssets":3819140}],"custodyNote":"Infanger Investment Technology does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gerd Infanger","title":"Managing Member/Chief Compliance Officer","crd":"4391106"},{"name":"George Baker","title":"Trustee","crd":"4357965"},{"name":"Giacomo Russo","title":"Shareholder","crd":"5124808"}],"ownership":[{"label":"Gerd Infanger","detail":"Managing member/chief compliance officer in the 50% to 75% ownership band and a control person, since April 1998."},{"label":"George Baker","detail":"Trustee in the 75% or more ownership band and a control person, since November 2008."},{"label":"The Baker Revocable Trust","detail":"Shareholder in the 10% to 25% ownership band, since November 2008."},{"label":"Giacomo Russo","detail":"Shareholder in the 5% to 10% ownership band, since February 2005. Also a shareholder of Florence Ventures LLC in the 75% or more band and a control person, since March 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2665 Marine Way, Suite 1120","city":"Mountain View","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-961-5176","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":99}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112328/PDF/112328.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Infanger Investment Technology have?","answer":"Infanger Investment Technology has 1 client and manages $495 million for them, as of March 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Infanger Investment Technology offer?","answer":"Infanger Investment Technology provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Infanger Investment Technology use?","answer":"Infanger Investment Technology’s separately managed account assets are held at Morgan Stanley & Co. LLC (New York, NY), with $9.73M, Bank Gutmann Aktiengesellschaft (Vienna), with $5.51M, Wells Fargo Clearing Services, LLC (St. Louis, MO), with $3.82M and Interactive Brokers LLC (Greenwich, CT), with $3.01M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Infanger Investment Technology have?","answer":"Infanger Investment Technology has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Infanger Investment Technology invest in?","answer":"At the end of its last fiscal year, Infanger Investment Technology’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Infanger Investment Technology?","answer":"Infanger Investment Technology’s direct owners are Gerd Infanger (50% to 75%), George Baker (75% or more), the Baker Revocable Trust (10% to 25%) and Giacomo Russo (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Infanger Investment Technology get paid?","answer":"Infanger Investment Technology is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Infanger Investment Technology?","answer":"Infanger Investment Technology’s main office is at 2665 Marine Way, Suite 1120, Mountain View, CA 94043. Its phone number is 650-961-5176. Its website is infanger.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}