{"url":"https://nivawealth.com/firms/independence-asset-advisors-152963","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152963","regulatoryAum":2191408151,"crd":"152963","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6922473","suffix":null,"lastName":"DALY","firstName":"MARY","middleName":"STAMM"},{"crd":"6045459","suffix":null,"lastName":"KEARNS","firstName":"KATIE","middleName":"ELIZABETH"},{"crd":"6955890","suffix":null,"lastName":"Renninger","firstName":"Rebecca","middleName":"Moore"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-13","regulatoryAum":1398757571,"clients":17,"employees":4,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":1717389590,"clients":17,"employees":5,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":1575905083,"clients":26,"employees":5,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":1701621107,"clients":36,"employees":5,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":1730449210,"clients":36,"employees":5,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":2191408151,"clients":38,"employees":5,"offices":1}],"secFileNumber":"801-71867","legalName":"Independence Asset Advisors, LLC","displayName":"Independence Asset Advisors","slug":"independence-asset-advisors-152963","website":"https://iaadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/152963/2f681e4c3290dbfd-r1.webp","tone":"light","width":1198,"height":200,"sourceUrl":"https://iaadvisors.com/","sourceLabel":"Independence Asset Advisors, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_consultant","typeLabel":"Consultant","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/7587707","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"308 E. 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They include 26 high-net-worth individuals, 7 individual clients, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Independence Asset Advisors offer?","answer":"Independence Asset Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Independence Asset Advisors use?","answer":"Independence Asset Advisors’ separately managed account assets are held at PNC Wealth Management LLC (Philadelphia, PA), with $377M, Charles Schwab & Co., Inc. (Lone Tree, CO), with $316M, U.S. Bancorp Investments, Inc. (Saint Paul, MN), with $295M and Principal Financial Group, Inc. (Des Moines, IA), with $237M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Independence Asset Advisors have?","answer":"Independence Asset Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Independence Asset Advisors invest in?","answer":"At the end of its last fiscal year, Independence Asset Advisors’ separately managed accounts held 30% registered funds (mutual funds, ETFs, BDCs), 28% pooled vehicles (private funds and similar), 19% exchange-traded equities, 10% investment grade corporate bonds, 7% cash and equivalents, 5% high-yield corporate bonds and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Independence Asset Advisors?","answer":"Independence Asset Advisors’ direct owner is Scott Renninger (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Independence Asset Advisors get paid?","answer":"Independence Asset Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Independence Asset Advisors?","answer":"Independence Asset Advisors’ main office is at 308 E. Lancaster Avenue, Suite 305, Wynnewood, PA 19096. Its phone number is 484-433-0848. Its website is iaadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/independence-asset-advisors-152963/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-15","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2010929/000137647426000490/0001376474-26-000490-index.html","totalValue":383870705,"positionCount":25,"top10Share":0.9636619600862744,"top10":[{"issuer":"VANECK ETF TRUST","titleOfClass":"CLO ETF","cusip":"92189H748","value":100610271,"shares":1900128,"shareType":"SH","priorValue":98202522,"priorShares":1863451},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":90666409,"shares":245018,"shareType":"SH","priorValue":15808805,"priorShares":49278},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}