{"url":"https://nivawealth.com/firms/impact-fiduciary-288345","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288345","regulatoryAum":155000000,"crd":"288345","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4974335","suffix":null,"lastName":"DINAN","firstName":"PATRICK","middleName":"O'ROURKE"},{"crd":"7509221","suffix":null,"lastName":"Mastro","firstName":"Christopher","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134918","legalName":"Impact Fiduciary LLC","displayName":"Impact Fiduciary","slug":"impact-fiduciary-288345","website":"https://impactfiduciary.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/288345/e60595515e8f1094-r1.webp","tone":"light","width":679,"height":200,"sourceUrl":"https://www.impactfiduciary.com/","sourceLabel":"Impact Fiduciary LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/impactfiduciary","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"21 Miller Alley, Suite 210","city":"Pasadena","state":"CA","stateName":"California","country":"United States","postalCode":"91105"},"tradeNames":[],"registration":{"secApproved":"9 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":890804.5977011494,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":155000000,"discretionary":155000000,"discretionaryAccounts":705,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":0,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":100,"regulatoryAum":36000000},{"label":"High-net-worth individuals","clients":74,"regulatoryAum":119000000}],"feePrograms":[{"role":"main","program":"Comprehensive Wealth Management & Financial Planning","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","versionId":1053127,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-28","documentName":"IMPACT FIDUCIARY ADV PART 2A & 2B","fee_rate_low":0.5,"fee_rate_high":1.1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"An upfront charge of $1,500 to $10,000 plus a monthly fee of $400 to $3,500, paid in advance; the monthly fee is waived for investment management clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","versionId":1053127,"submittedOn":"2026-07-28","documentName":"IMPACT FIDUCIARY ADV PART 2A & 2B"},{"role":"other","program":"Single Engagement Financial Planning","summary":"A fixed fee of $1,000 to $10,000, negotiable, with half due at the start and the rest on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","versionId":1053127,"submittedOn":"2026-07-28","documentName":"IMPACT FIDUCIARY ADV PART 2A & 2B"},{"role":"other","program":"Tax Preparation","summary":"A simple return is $600, a comprehensive return $1,250 and a business owner return $2,750, each payable in advance and non-negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","versionId":1053127,"submittedOn":"2026-07-28","documentName":"IMPACT FIDUCIARY ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:46:13.203433+00:00","documents":[{"name":"IMPACT FIDUCIARY ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","versionId":1053127,"submittedOn":"2026-07-28"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":155000000}],"custodyNote":"Impact Fiduciary does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Dinan","title":"President, CCO","crd":"4974335"}],"ownership":[{"label":"Patrick Dinan","detail":"President, cco in the 75% or more ownership band and a control person, since March 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"21 Miller Alley, Suite 210","city":"Pasadena","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"323-615-1427","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":88},{"label":"Securities issued by registered investment companies or business development companies","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"28 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288345/PDF/288345.pdf","brochureDate":"28 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053127","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Impact Fiduciary have?","answer":"Impact Fiduciary has 174 clients and manages $155 million for them, as of July 2026. They include 100 individual clients and 74 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Impact Fiduciary offer?","answer":"Impact Fiduciary provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Impact Fiduciary charge?","answer":"Impact Fiduciary charges 0.50%–1.10% a year for its Comprehensive Wealth Management & Financial Planning. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.","source":"IMPACT FIDUCIARY ADV PART 2A & 2B, filed 28 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Impact Fiduciary use?","answer":"Impact Fiduciary’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $155M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Impact Fiduciary have?","answer":"Impact Fiduciary has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Impact Fiduciary invest in?","answer":"At the end of its last fiscal year, Impact Fiduciary’s separately managed accounts held 88% exchange-traded equities and 12% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Impact Fiduciary have a minimum investment?","answer":"Yes, Impact Fiduciary’s minimum account size for its Comprehensive Wealth Management & Financial Planning is $500K.","source":"IMPACT FIDUCIARY ADV PART 2A & 2B, filed 28 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Impact Fiduciary?","answer":"Impact Fiduciary’s direct owner is Patrick Dinan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Impact Fiduciary get paid?","answer":"Impact Fiduciary is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Impact Fiduciary?","answer":"Impact Fiduciary’s main office is at 21 Miller Alley, Suite 210, Pasadena, CA 91105. Its phone number is 323-615-1427. Its website is impactfiduciary.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}