{"url":"https://nivawealth.com/firms/ifm-investors-us-advisor-146366","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146366","regulatoryAum":44155180785,"crd":"146366","secFileNumber":"801-69597","legalName":"Ifm Investors (us) Advisor, LLC","displayName":"Ifm Investors (us) Advisor","website":"https://www.ifminvestors.com/","linkedinUrl":"https://www.linkedin.com/company/ifminvestors/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"June","headquarters":{"street":"114 West 47th Street, 19th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036"},"tradeNames":[],"registration":{"secApproved":"8 October 2008","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":164,"advisory":66,"brokerDealerReps":30,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":3928642644,"discretionaryAccounts":8,"nonDiscretionary":40226538141,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":61,"nonAumClients":1},"clientTypes":[{"label":"Pooled investment vehicles","clients":14,"regulatoryAum":42171925021},{"label":"Insurance companies","clients":null,"regulatoryAum":1983255764}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":1827462869}],"custodyNote":"Ifm Investors (us) Advisor has custody of $37.72B for 9 clients.","otherCustodians":[],"leadership":[{"name":"Richard Gruber","title":"Chief Compliance Officer","crd":"5256033"},{"name":"Julio Garcia","title":"Director of Ifm Investors (us) Advisor, LLC","crd":"2910097"},{"name":"Richard Randall","title":"Director of Ifm Investors (us) Advisor, LLC","crd":"5395562"},{"name":"Angola Russell","title":"Director of Ifm Investors (us) Advisor, LLC and Head of Commercial - Legal (americas)","crd":"7640396"},{"name":"Rajiv Vyas","title":"Executive Director, Head of Compliance","crd":"6929320"}],"ownership":[{"label":"Ifm Investors (us), LLC","detail":"Member in the 75% or more ownership band and a control person, since November 2006."},{"label":"Ifm Investors Pty LTD","detail":"Indirect owner: a member of Ifm Investors (us), LLC in the 75% or more band and a control person, since November 2006.","parent":"Ifm Investors (us), LLC"},{"label":"Ifm Holdings Pty LTD","detail":"Indirect owner: a shareholder of Ifm Investors Pty LTD in the 75% or more band and a control person, since March 2009.","parent":"Ifm Investors Pty LTD"},{"label":"Industry Super Holdings Pty LTD","detail":"Indirect owner: a shareholder of Ifm Holdings Pty LTD in the 75% or more band and a control person, since January 2007.","parent":"Ifm Holdings Pty LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"114 West 47th Street, 19th Floor","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"4200 Westheimer RD","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-784-2260","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Investment grade corporate bonds","percent":86},{"label":"Non-investment grade corporate bonds","percent":9},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":1},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146366/PDF/146366.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ifm Investors (us) Advisor have?","answer":"Ifm Investors (us) Advisor has 14 clients and manages $44.2 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ifm Investors (us) Advisor offer?","answer":"Ifm Investors (us) Advisor provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ifm Investors (us) Advisor use?","answer":"Ifm Investors (us) Advisor’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $1,827,462,869. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ifm Investors (us) Advisor have?","answer":"Ifm Investors (us) Advisor has 0 investment adviser representatives registered with state securities authorities, out of 164 employees, and 66 perform investment advisory functions. 30 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ifm Investors (us) Advisor invest in?","answer":"At the end of its last fiscal year, Ifm Investors (us) Advisor’s separately managed accounts held 86% investment grade corporate bonds, 9% high-yield corporate bonds and 5% cash and equivalents. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ifm Investors (us) Advisor?","answer":"Ifm Investors (us) Advisor is owned through a chain of holding companies by Industry Super Holdings Pty LTD. Its direct owner is Ifm Investors (us), LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ifm Investors (us) Advisor get paid?","answer":"Ifm Investors (us) Advisor is paid through performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}