{"url":"https://nivawealth.com/firms/icom-advisors-156386","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156386","regulatoryAum":150180725,"crd":"156386","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2276307","suffix":"III","lastName":"SCOGGINS","firstName":"PAUL","middleName":"THURMAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-27","regulatoryAum":123400000,"clients":390,"employees":4,"offices":3},{"filedOn":"2026-03-31","regulatoryAum":150180725,"clients":423,"employees":4,"offices":3}],"secFileNumber":"801-134007","legalName":"Icom Advisors, LLC","displayName":"Icom Advisors","slug":"icom-advisors-156386","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"25 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":355037.1749408984,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":150180725,"discretionary":150020725,"discretionaryAccounts":257,"nonDiscretionary":160000,"nonDiscretionaryAccounts":12,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":342,"regulatoryAum":11272000},{"label":"High-net-worth individuals","clients":81,"regulatoryAum":138908725}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.5,"from":0},{"to":1000000,"pct":1.25,"from":500000},{"to":5000000,"pct":1,"from":1000000},{"to":10000000,"pct":0.75,"from":5000000},{"to":null,"pct":0.6,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034395","versionId":1034395,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-31","documentName":"ICOM ADVISORS, LLC - DISCLOSURE BROCHURE","fee_rate_low":0.6,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:17:12.653864+00:00","documents":[{"name":"ICOM ADVISORS, LLC - DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034395","versionId":1034395,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":5200000}],"custodyNote":"Icom Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Scoggins","title":"Managing Member/Chief Compliance Officer","crd":"2276307"}],"ownership":[{"label":"Icom Capital Group, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since September 2010."},{"label":"Paul Scoggins","detail":"Indirect owner: a managing member of Icom Capital Group, LLC in the 50% to 75% band and a control person, since September 2010.","parent":"Icom Capital Group, LLC"},{"label":"Shelly Scoggins","detail":"Indirect owner: a member of Icom Capital Group, LLC in the 50% to 75% band and a control person, since September 2010.","parent":"Icom Capital Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Mississippi","offices":2,"addresses":[{"street":"34 Millbranch Road","city":"Hattiesburg"},{"street":"501 Krebs Ave Ste C","city":"Pascagoula"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"985-373-3504","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Cash and cash equivalents","percent":29}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156386/PDF/156386.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034395","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Icom Advisors have?","answer":"Icom Advisors has 423 clients and manages $150 million for them, as of March 2026. They include 342 individual clients and 81 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Icom Advisors offer?","answer":"Icom Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Icom Advisors charge?","answer":"Icom Advisors charges 0.60%–1.50% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"ICOM ADVISORS, LLC - DISCLOSURE BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Icom Advisors use?","answer":"Icom Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $5.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Icom Advisors have?","answer":"Icom Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Icom Advisors invest in?","answer":"At the end of its last fiscal year, Icom Advisors’ separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 29% cash and equivalents, 6% exchange-traded equities and 4% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Icom Advisors?","answer":"Icom Advisors is owned through a holding company by Paul and Shelly Scoggins. Its direct owner is Icom Capital Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Icom Advisors get paid?","answer":"Icom Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Icom Advisors?","answer":"Its phone number is 985-373-3504.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}