{"url":"https://nivawealth.com/firms/icici-prudential-asset-management-company-limited-312825","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312825","regulatoryAum":117058569794,"crd":"312825","secFileNumber":"801-122548","legalName":"Icici Prudential Asset Management Company Limited","displayName":"Icici Prudential Asset Management Company Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/icici-prudential-amc-ltd","founded":null,"organization":"other (specify) organized in India","fiscalYearEnd":"March","headquarters":{"street":"Icici Prudential Mutual Fund Tower, Vakola, Santacruz East","city":"Mumbai, Maharashtra","state":"","stateName":"","country":"India","postalCode":"400055"},"tradeNames":[],"registration":{"secApproved":"15 December 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":3585,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":117056610223,"discretionaryAccounts":28295,"nonDiscretionary":1959571,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":10},"clientTypes":[{"label":"Individuals (other than HNW)","clients":27396,"regulatoryAum":2426318389},{"label":"Pooled investment vehicles","clients":26,"regulatoryAum":114388470012},{"label":"Corporations and other businesses","clients":874,"regulatoryAum":243781393}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Icici Bank Limited","shortName":"Icici Bank Limited","location":"Mumbai, Maharashtra","smaAssets":2534789347}],"custodyNote":"Icici Prudential Asset Management Company Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Nimesh Shah","title":"Managing Director/Chief Executive Officer","crd":"7349298"},{"name":"Naveen Kumar Agarwal","title":"Chief Financial Officer","crd":"7948434"},{"name":"Rakesh Shetty","title":"Chief Compliance Officer and Company Secretary","crd":"7352820"},{"name":"Sandeep Batra","title":"Chairman & Nominee Director","crd":"7349299"},{"name":"Ved Chaturvedi","title":"Independent Director","crd":"7349318"},{"name":"Antony Jacob","title":"Independent Director","crd":"7415654"},{"name":"Dilip Karnik","title":"Independent Director","crd":"7349319"},{"name":"Naved Masood","title":"Independent Director","crd":"7349324"},{"name":"Sidharatha Mishra","title":"Non-Executive Director","crd":"8305469"},{"name":"Rajeev Mittal","title":"Non-Executive Director","crd":"6026629"},{"name":"Preeti Reddy","title":"Independent Director","crd":"7585041"},{"name":"Naren Sankaran","title":"Executive Director/Chief Investment Officer","crd":"7349309"},{"name":"Nupur Singh","title":"Principal - Legal","crd":"7585056"},{"name":"Suresh Subramanian","title":"Chief Operations Officer","crd":"7948437"}],"ownership":[{"label":"Prudential Corporation Holdings Limited","detail":"Shareholder in the 25% to 50% ownership band and a control person, since February 1998."},{"label":"Icici Bank Limited","detail":"Shareholder in the 50% to 75% ownership band and a control person, since August 1993."},{"label":"Prudential Holdings Limited","detail":"Indirect owner: a owner of Prudential Corporation Holdings Limited in the 75% or more band and a control person, since August 2004.","parent":"Prudential Corporation Holdings Limited"},{"label":"Prudential Corporation Asia Limited","detail":"Indirect owner: a owner of Prudential Holdings Limited in the 75% or more band and a control person, since October 2013.","parent":"Prudential Holdings Limited"},{"label":"Prudential PLC","detail":"Indirect owner: a owner of Prudential Corporation Asia Limited in the 75% or more band and a control person, since July 2011.","parent":"Prudential Corporation Asia Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"912226525000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":92},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Unlisted/Listed: NCDS, Corporate Bonds/Any Other Debt Instruments.\n\nSince Percentage Values for (X), (xi) and (xii) Are 3.01%, 4.13% and 1.08% Respectively. the Same Have Been Rounded Off to the Nearest Decimal As Per the Requirement of the Form."}],"privateFunds":0},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312825/PDF/312825.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Icici Prudential Asset Management Company Limited have?","answer":"Icici Prudential Asset Management Company Limited has 28,296 clients and manages $117.1 billion for them, as of June 2026. They include 27,396 individuals, 874 corporations and other businesses and 26 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Icici Prudential Asset Management Company Limited offer?","answer":"Icici Prudential Asset Management Company Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Icici Prudential Asset Management Company Limited use?","answer":"Icici Prudential Asset Management Company Limited’s separately managed account assets are held at Icici Bank Limited (Mumbai, Maharashtra), with $2,534,789,347. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Icici Prudential Asset Management Company Limited have?","answer":"Icici Prudential Asset Management Company Limited has 0 investment adviser representatives registered with state securities authorities, out of 3,585 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Icici Prudential Asset Management Company Limited invest in?","answer":"At the end of its last fiscal year, Icici Prudential Asset Management Company Limited’s separately managed accounts held 92% exchange-traded equities, 4% cash and equivalents, 3% pooled vehicles (private funds and similar) and 1% unlisted/listed: ncds, corporate bonds/any other debt instruments.\n\nsince percentage values for (x), (xi) and (xii) are 3.01%, 4.13% and 1.08% respectively. the same have been rounded off to the nearest decimal as per the requirement of the form.. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Icici Prudential Asset Management Company Limited?","answer":"Icici Prudential Asset Management Company Limited is owned through a chain of holding companies by Prudential PLC. Its direct owners are Prudential Corporation Holdings Limited (25% to 50%) and Icici Bank Limited (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Icici Prudential Asset Management Company Limited get paid?","answer":"Icici Prudential Asset Management Company Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}