{"url":"https://nivawealth.com/firms/icapital-advisors-177513","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/177513","regulatoryAum":149862919626,"crd":"177513","secFileNumber":"801-106690","legalName":"Icapital Advisors, LLC","displayName":"Icapital Advisors","website":"https://icapital.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"60 East 42nd Street, 26th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10165"},"tradeNames":[],"registration":{"secApproved":"20 October 2015","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":552,"advisory":46,"brokerDealerReps":96,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":149862919626,"discretionaryAccounts":1314,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":29,"nonAumClients":121},"clientTypes":[{"label":"Pooled investment vehicles","clients":1314,"regulatoryAum":149862919626}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Icapital Advisors has custody of $82.53B for 640 clients.","otherCustodians":[],"leadership":[{"name":"Jeff Mcgoey","title":"Chief Executive Officer","crd":"4170165"},{"name":"Brett Scholnick","title":"Chief Financial Officer","crd":"5187735"},{"name":"Christopher Thome","title":"Chief Compliance Officer","crd":"5488980"},{"name":"Stephen Jacobs","title":"General Counsel","crd":"6027563"}],"ownership":[{"label":"Institutional Capital Network, Inc.","detail":"Managing member in the 75% or more ownership band and a control person, since May 2014."},{"label":"Icapital Inc.","detail":"Indirect owner: a owner of Institutional Capital Network, Inc. in the 75% or more band and a control person, since August 2022.","parent":"Institutional Capital Network, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"2 Greenwich Plaza","city":"Greenwich"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"214 Carnegie Center","city":"Princeton"}]},{"state":"New York","offices":1,"addresses":[{"street":"60 East 42nd Street, 26th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-994-7400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Subscription fees","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1144},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/177513/PDF/177513.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Icapital Advisors have?","answer":"Icapital Advisors has 1,314 clients and manages $149.9 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Icapital Advisors offer?","answer":"Icapital Advisors provides portfolio management for pooled vehicles and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Icapital Advisors have?","answer":"Icapital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 552 employees, and 46 perform investment advisory functions. 96 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Icapital Advisors?","answer":"Icapital Advisors is owned through a holding company by Icapital Inc. Its direct owner is Institutional Capital Network, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Icapital Advisors get paid?","answer":"Icapital Advisors is paid through a percentage of assets under management, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}