{"url":"https://nivawealth.com/firms/ias-wealth-management-112486","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112486","regulatoryAum":588550000,"crd":"112486","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6898487","suffix":null,"lastName":"Beck","firstName":"Curt","middleName":"Emile"},{"crd":"1542455","suffix":null,"lastName":"HAYNES","firstName":"JOHN","middleName":"LESTER"},{"crd":"7046310","suffix":null,"lastName":"Henry","firstName":"Jason","middleName":"Daniel"},{"crd":"7890114","suffix":null,"lastName":"Newkirk","firstName":"Jeffrey","middleName":"Allen"},{"crd":"5839339","suffix":null,"lastName":"STEVENS","firstName":"HENRY","middleName":"ALAN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-01","regulatoryAum":364722816,"clients":176,"employees":5,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":427908045,"clients":188,"employees":5,"offices":1},{"filedOn":"2023-05-10","regulatoryAum":383356445,"clients":197,"employees":6,"offices":1},{"filedOn":"2024-02-28","regulatoryAum":447487333,"clients":215,"employees":7,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":495605416,"clients":226,"employees":7,"offices":1},{"filedOn":"2026-07-23","regulatoryAum":588550000,"clients":235,"employees":8,"offices":1}],"secFileNumber":"801-60648","legalName":"Ias 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They include 134 high-net-worth individuals, 98 individual clients, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does IAS Wealth Management offer?","answer":"IAS Wealth Management provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does IAS Wealth Management charge?","answer":"IAS Wealth Management charges 0.40%–1.00% a year for its Advisory Fees. Each asset band is charged at its own rate. The fee is billed in advance.","source":"ADV FORM 2A, filed 23 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does IAS Wealth Management use?","answer":"IAS Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $330M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does IAS Wealth Management have?","answer":"IAS Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does IAS Wealth Management invest in?","answer":"At the end of its last fiscal year, IAS Wealth Management’s separately managed accounts held 37% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 18% U.S. government and agency bonds, 9% cash and equivalents and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns IAS Wealth Management?","answer":"IAS Wealth Management’s direct owners are John Haynes (75% or more), Henry Stevens (5% to 10%) and Jason Henry (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does IAS Wealth Management get paid?","answer":"IAS Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact IAS Wealth Management?","answer":"IAS Wealth Management’s main office is at 9303 New Trails Drive, Suite 450, The Woodlands, TX 77381. Its phone number is 281-364-0606. Its website is iaswealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}