{"url":"https://nivawealth.com/firms/hutchinson-capital-management-106158","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106158","regulatoryAum":941652018,"crd":"106158","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4991085","suffix":null,"lastName":"CRANDALL","firstName":"STUART","middleName":"JAMES"},{"crd":"2908419","suffix":null,"lastName":"HOUSER","firstName":"GAGE","middleName":"THOMAS"},{"crd":"7092533","suffix":null,"lastName":"Popoff","firstName":"Jake","middleName":"Nicholas"},{"crd":"2700539","suffix":null,"lastName":"WILKES","firstName":"STEVEN","middleName":"KELLEY"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-24","regulatoryAum":644056524,"clients":284,"employees":9,"offices":1},{"filedOn":"2022-06-27","regulatoryAum":721204511,"clients":282,"employees":9,"offices":1},{"filedOn":"2023-04-05","regulatoryAum":825321725,"clients":294,"employees":7,"offices":1},{"filedOn":"2024-04-30","regulatoryAum":832965445,"clients":288,"employees":7,"offices":1},{"filedOn":"2025-06-04","regulatoryAum":883341656,"clients":290,"employees":7,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":941652018,"clients":296,"employees":7,"offices":1}],"secFileNumber":"801-48519","legalName":"Hutchinson Capital Management","displayName":"Hutchinson Capital Management","slug":"hutchinson-capital-management-106158","website":"https://hcm-wealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://www.linkedin.com/company/hcm-wealth","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1101 Fifth Avenue, Suite 160","city":"San Rafael","state":"CA","stateName":"California","country":"United States","postalCode":"94901"},"tradeNames":[],"registration":{"secApproved":"17 February 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MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:55:05.798597+00:00","documents":[{"name":"HCM WEALTH'S FORM ADV PARTS 2A AND 2B MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033721","versionId":1033721,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":930960743}],"custodyNote":"Hutchinson Capital Management has custody of $341M in client assets for 129 clients.","leadership":[{"name":"Steven Wilkes","title":"Chief Executive Officer, Chief Compliance Officer, Wealth Advisor","crd":"2700539"},{"name":"Gage Houser","title":"President, Chief Financial Officer, Wealth Advisor","crd":"2908419"},{"name":"Stuart Crandall","title":"Director of Financial Planning, Wealth Advisor","crd":"4991085"}],"ownership":[{"label":"Steven Wilkes","detail":"Chief executive officer, chief compliance officer, wealth advisor in the 25% to 50% ownership band and a control person, since September 2010."},{"label":"Gage Houser","detail":"President, chief financial officer, wealth advisor in the 25% to 50% ownership band and a control person, since June 2011."},{"label":"Stuart Crandall","detail":"Director of financial planning, wealth advisor in the 10% to 25% ownership band, since May 2025."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1101 Fifth Avenue, Suite 160","city":"San Rafael","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-464-5650","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":51},{"label":"U.S. government/agency bonds","percent":21},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106158/PDF/106158.pdf","brochureDate":"30 March 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They include 156 high-net-worth individuals, 113 individual clients, and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hutchinson Capital Management offer?","answer":"Hutchinson Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, estate planning, insurance, and philanthropic planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hutchinson Capital Management charge?","answer":"Hutchinson Capital Management charges 0.40%–1.00% a year for its Advisory Fees. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.","source":"HCM WEALTH'S FORM ADV PARTS 2A AND 2B MARCH 2026, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hutchinson Capital Management use?","answer":"Hutchinson Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $931M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hutchinson Capital Management have?","answer":"Hutchinson Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hutchinson Capital Management invest in?","answer":"At the end of its last fiscal year, Hutchinson Capital Management’s separately managed accounts held 51% exchange-traded equities, 21% U.S. government and agency bonds, 15% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 3% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hutchinson Capital Management?","answer":"Hutchinson Capital Management’s direct owners are Steven Wilkes, Gage Houser and Stuart Crandall, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hutchinson Capital Management get paid?","answer":"Hutchinson Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Hutchinson Capital Management registered with the SEC?","answer":"Yes, Hutchinson Capital Management has been registered with the SEC as an investment adviser since 17 February 1995. Its CRD number is 106158 and its SEC file number is 801-48519.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Hutchinson Capital Management?","answer":"Hutchinson Capital Management’s main office is at 1101 Fifth Avenue, Suite 160, San Rafael, CA 94901. Its phone number is 415-464-5650. Its website is hcm-wealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}