{"url":"https://nivawealth.com/firms/human-interest-advisors-269875","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/269875","regulatoryAum":8104649569,"crd":"269875","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5859050","suffix":null,"lastName":"COX","firstName":"RONNIE","middleName":"David"},{"crd":"7301785","suffix":null,"lastName":"Khalek","firstName":"Adam","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-18","regulatoryAum":1085821213,"clients":3064,"employees":269,"offices":1},{"filedOn":"2022-03-24","regulatoryAum":1916211475,"clients":5864,"employees":13,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":2105633852,"clients":207989,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":3448251436,"clients":388335,"employees":5,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":6609808319,"clients":607299,"employees":5,"offices":1},{"filedOn":"2026-07-13","regulatoryAum":8104649569,"clients":831446,"employees":6,"offices":1}],"secFileNumber":"801-100429","legalName":"Human Interest Advisors LLC","displayName":"Human Interest Advisors","slug":"human-interest-advisors-269875","website":"https://humaninterest.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/269875/62f0fa9ecc45faec-r1.webp","tone":"light","width":677,"height":200,"sourceUrl":"https://humaninterest.com","sourceLabel":"Human Interest Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/humaninterest","xUrl":"HTTPS://X.com/humaninteresthq","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"655 Montgomery St., Suite 1800","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94111"},"tradeNames":[],"registration":{"secApproved":"25 June 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LLC FORM ADV PART 2A","fee_rate_low":0.12,"fee_rate_high":0.22,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T03:43:37.219403+00:00","documents":[{"name":"2026.4.24 HUMAN INTEREST ADVISORS LLC FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042645","versionId":1042645,"submittedOn":"2026-04-24"}]},"custodians":[{"name":"Matrix Trust Company","shortName":"Matrix Trust","location":"Denver, CO","smaAssets":9823639141}],"custodyNote":"Human Interest Advisors has custody of $9.83B in client assets for 38,389 clients.","leadership":[{"name":"Klinton Miyao","title":"President/Director","crd":"4450146"},{"name":"Hayden Miller","title":"Chief Financial Officer","crd":"5159958"},{"name":"Kristin Burnett","title":"Chief Compliance Officer","crd":"2702134"},{"name":"Richard Arney","title":"Director","crd":"4610781"},{"name":"Anne Trevisan","title":"Director","crd":"4325801"}],"ownership":[{"label":"Human Interest Inc.","detail":"Member in the 75% or more ownership band and a control person, since June 2015."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"655 Montgomery St., Suite 1800","city":"San Francisco","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"855-622-7824","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":6,"detail":"Collective Investment Trusts"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/269875/PDF/269875.pdf","brochureDate":"24 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042645","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Human Interest Advisors have?","answer":"Human Interest Advisors has 831,446 clients and manages $8.1 billion for them, as of July 2026. They include 792,873 individual clients, 38,389 pension and profit-sharing plans, and 184 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Human Interest Advisors offer?","answer":"Human Interest Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Human Interest Advisors charge?","answer":"Human Interest Advisors charges 0.12%–0.22% a year for its Participant advisory fee.","source":"2026.4.24 HUMAN INTEREST ADVISORS LLC FORM ADV PART 2A, filed 24 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Human Interest Advisors use?","answer":"Human Interest Advisors’ separately managed account assets are held at Matrix Trust Company (Denver, CO), with $9.82B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Human Interest Advisors have?","answer":"Human Interest Advisors has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Human Interest Advisors invest in?","answer":"At the end of its last fiscal year, Human Interest Advisors’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 6% other and 1% cash and equivalents. The 6% other category is described as: Collective Investment Trusts.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Human Interest Advisors?","answer":"Human Interest Advisors’ direct owner is Human Interest Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Human Interest Advisors get paid?","answer":"Human Interest Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Human Interest Advisors registered with the SEC?","answer":"Yes, Human Interest Advisors has been registered with the SEC as an investment adviser since 25 June 2015. Its CRD number is 269875 and its SEC file number is 801-100429.","source":"Form ADV Part 1A, Item 1, filed 13 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Human Interest Advisors?","answer":"Human Interest Advisors’ main office is at 655 Montgomery St., Suite 1800, San Francisco, CA 94111. Its phone number is 855-622-7824. Its website is humaninterest.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}