{"url":"https://nivawealth.com/firms/hulsey-capital-management-116183","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/116183","regulatoryAum":113247895,"crd":"116183","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5294409","suffix":null,"lastName":"THOMAS","firstName":"JEANNETTE","middleName":"LORRAINE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135862","legalName":"Hulsey Capital Management, Inc.","displayName":"Hulsey Capital Management","slug":"hulsey-capital-management-116183","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arkansas corporation","fiscalYearEnd":"December","headquarters":{"street":"411 W Searcy Street","city":"Heber Springs","state":"AR","stateName":"Arkansas","country":"United States","postalCode":"72543"},"tradeNames":[],"registration":{"secApproved":"15 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1329583.1927710844,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":113247895,"discretionary":113247895,"discretionaryAccounts":240,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":60,"regulatoryAum":27271335},{"label":"High-net-worth individuals","clients":23,"regulatoryAum":83084070},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1193792},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1698698}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:22:06.548266+00:00","documents":[{"name":"HCMFB25","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019410","versionId":1019410,"submittedOn":"2026-03-16"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":113009629}],"custodyNote":"Hulsey Capital Management has custody of $49.2M in client assets for 52 clients.","leadership":[{"name":"Jeannette Thomas","title":"President/Chief Compliance Officer","crd":"5294409"},{"name":"Burton Eddington","title":"Owner","crd":"7196558"}],"ownership":[{"label":"Jeannette Thomas","detail":"President/chief compliance officer in the 50% to 75% ownership band and a control person, since October 2019."},{"label":"Burton Eddington","detail":"Owner in the 50% to 75% ownership band and a control person, since October 2019."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arkansas","offices":1,"addresses":[{"street":"411 W Searcy Street","city":"Heber Springs","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"501-362-1681","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":78},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":14},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"4 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/116183/PDF/116183.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019410","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hulsey Capital Management have?","answer":"Hulsey Capital Management has 83 clients and manages $113 million for them, as of September 2026. They include 60 individual clients and 23 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hulsey Capital Management offer?","answer":"Hulsey Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hulsey Capital Management use?","answer":"Hulsey Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hulsey Capital Management have?","answer":"Hulsey Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hulsey Capital Management invest in?","answer":"At the end of its last fiscal year, Hulsey Capital Management’s separately managed accounts held 78% exchange-traded equities, 14% investment grade corporate bonds, 5% cash and equivalents, 2% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hulsey Capital Management?","answer":"Hulsey Capital Management’s direct owners are Jeannette Thomas (50% to 75%) and Burton Eddington (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hulsey Capital Management get paid?","answer":"Hulsey Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Hulsey Capital Management registered with the SEC?","answer":"Yes, Hulsey Capital Management has been registered with the SEC as an investment adviser since 15 April 2026. Its CRD number is 116183 and its SEC file number is 801-135862.","source":"Form ADV Part 1A, Item 1, filed 4 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Hulsey Capital Management?","answer":"Hulsey Capital Management’s main office is at 411 W Searcy Street, Heber Springs, AR 72543. Its phone number is 501-362-1681.","source":"Form ADV Part 1A, Item 1.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}