{"url":"https://nivawealth.com/firms/huffman-and-ross-wealth-management-334674","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334674","regulatoryAum":209964128,"crd":"334674","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4505697","suffix":null,"lastName":"HUFFMAN","firstName":"JON","middleName":"ERIK"},{"crd":"5026217","suffix":null,"lastName":"ROSS","firstName":"JENNIFER","middleName":"NICOLE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-09","regulatoryAum":129173000,"clients":277,"employees":2,"offices":1},{"filedOn":"2026-06-29","regulatoryAum":209964128,"clients":412,"employees":2,"offices":1}],"secFileNumber":"801-132669","legalName":"Huffman & Ross Wealth Management LLC","displayName":"Huffman & Ross Wealth Management","slug":"huffman-and-ross-wealth-management-334674","website":"https://huffmanross.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/334674/4b9667e73f1bd460-r1.webp","tone":"dark","width":1167,"height":200,"sourceUrl":"https://huffmanross.com/","sourceLabel":"Huffman & Ross Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"West Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6220 Mid Atlantic DR","city":"Morgantown","state":"WV","stateName":"West Virginia","country":"United States","postalCode":"26508"},"tradeNames":[],"registration":{"secApproved":"30 April 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":506597.32598039217,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":209964128,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":209964128,"nonDiscretionaryAccounts":655,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":204,"regulatoryAum":60599197},{"label":"High-net-worth individuals","clients":204,"regulatoryAum":146092512},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":2913419},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":359000}],"feePrograms":[{"role":"other","program":"Financial Planning Fees","summary":"Financial planning is a negotiated fixed fee of between $0 and $10,000 for creating a client financial plan, paid in arrears on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049878","versionId":1049878,"submittedOn":"2026-06-29","documentName":"FORM ADV PART 2A - HUFFMAN & ROSS MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:57:00.050146+00:00","documents":[{"name":"FORM ADV PART 2A - HUFFMAN & ROSS MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049878","versionId":1049878,"submittedOn":"2026-06-29"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":206000000}],"custodyNote":"Huffman & Ross Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jon Huffman","title":"Managing Partner and Chief Compliance Officer","crd":"4505697"},{"name":"Jennifer Ross","title":"Managing Partner","crd":"5026217"}],"ownership":[{"label":"Jennifer Ross","detail":"Managing partner in the 50% to 75% ownership band and a control person, since March 2021."},{"label":"Jon Huffman","detail":"Managing partner and chief compliance officer in the 50% to 75% ownership band and a control person, since March 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"West Virginia","offices":1,"addresses":[{"street":"6220 Mid Atlantic DR","city":"Morgantown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"304-241-4478","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334674/PDF/334674.pdf","brochureDate":"29 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049878","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Huffman & Ross Wealth Management have?","answer":"Huffman & Ross Wealth Management has 412 clients and manages $210 million for them, as of June 2026. They include 204 individual clients, 204 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Huffman & Ross Wealth Management offer?","answer":"Huffman & Ross Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Huffman & Ross Wealth Management use?","answer":"Huffman & Ross Wealth Management’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $206M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Huffman & Ross Wealth Management have?","answer":"Huffman & Ross Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Huffman & Ross Wealth Management invest in?","answer":"At the end of its last fiscal year, Huffman & Ross Wealth Management’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 9% investment grade corporate bonds, 8% cash and equivalents, 7% U.S. government and agency bonds and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Huffman & Ross Wealth Management?","answer":"Huffman & Ross Wealth Management’s direct owners are Jennifer Ross (50% to 75%) and Jon Huffman (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Huffman & Ross Wealth Management get paid?","answer":"Huffman & Ross Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Huffman & Ross Wealth Management?","answer":"Huffman & Ross Wealth Management’s main office is at 6220 Mid Atlantic DR, Morgantown, WV 26508. Its phone number is 304-241-4478. Its website is huffmanross.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}