{"url":"https://nivawealth.com/firms/hudson-capital-advisory-304163","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304163","regulatoryAum":327678324,"crd":"304163","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3081923","suffix":null,"lastName":"BURROWS","firstName":"DAVID","middleName":"DENNIS"},{"crd":"6804218","suffix":null,"lastName":"COPPOLA","firstName":"EVAN","middleName":"JOHN"},{"crd":"4940731","suffix":null,"lastName":"HUDSON","firstName":"JEREMY","middleName":"CONRAD"},{"crd":"3001548","suffix":"III","lastName":"HUDSON","firstName":"WILLIAM","middleName":"NORTON"},{"crd":"3201847","suffix":null,"lastName":"McGee","firstName":"Michael","middleName":"Patrick"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-12","regulatoryAum":57521199,"clients":77,"employees":3,"offices":1},{"filedOn":"2022-06-26","regulatoryAum":68178391,"clients":91,"employees":3,"offices":1},{"filedOn":"2023-06-13","regulatoryAum":76258811,"clients":135,"employees":3,"offices":1},{"filedOn":"2024-04-03","regulatoryAum":119147879,"clients":146,"employees":5,"offices":1},{"filedOn":"2025-07-29","regulatoryAum":133013980,"clients":165,"employees":5,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":327678324,"clients":244,"employees":5,"offices":2}],"secFileNumber":"801-121466","legalName":"Hudson Capital Advisory, Inc.","displayName":"Hudson Capital Advisory","slug":"hudson-capital-advisory-304163","website":"https://hudsonadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"237 Main Street, Suite 600","city":"Buffalo","state":"NY","stateName":"New York","country":"United States","postalCode":"14203"},"tradeNames":[],"registration":{"secApproved":"14 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1337223.8893442622,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":327678324,"discretionary":298764616,"discretionaryAccounts":511,"nonDiscretionary":28913708,"nonDiscretionaryAccounts":92,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":102,"regulatoryAum":30009364},{"label":"High-net-worth individuals","clients":142,"regulatoryAum":296273265},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":901538},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":296836},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":197321}],"feePrograms":[{"role":"other","program":"Bookkeeping Services","summary":"A fixed fee billed monthly or quarterly in arrears, typically not exceeding $500 a month; a higher fee may apply for complex work.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026307","versionId":1026307,"submittedOn":"2026-03-25","documentName":"HCA FORM ADV PART 2A (MARCH 25, 2026)"},{"role":"other","program":"Financial Planning and Consulting","summary":"Charged at up to $350 an hour, depending on the time needed and the complexity of the client situation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026307","versionId":1026307,"submittedOn":"2026-03-25","documentName":"HCA FORM ADV PART 2A (MARCH 25, 2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:22:13.044193+00:00","documents":[{"name":"HCA FORM ADV PART 2A (MARCH 25, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026307","versionId":1026307,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":181056310},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":98266061}],"custodyNote":"Hudson Capital Advisory has custody of $239M in client assets for 373 clients.","otherCustodians":[],"leadership":[{"name":"William Hudson","title":"President and Chief Compliance Officer","crd":"3001548"},{"name":"Jeremy Hudson","title":"Shareholder","crd":"4940731"},{"name":"Evan Coppola","title":"Shareholder","crd":"6804218"}],"ownership":[{"label":"William Hudson","detail":"President and chief compliance officer in the 25% to 50% ownership band and a control person, since May 2019."},{"label":"Jeremy Hudson","detail":"Shareholder in the 25% to 50% ownership band and a control person, since January 2025."},{"label":"Evan Coppola","detail":"Shareholder in the 25% to 50% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"4445 N A1a","city":"Vero Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"237 Main Street, Suite 600","city":"Buffalo","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"716-277-2717","stateRegisteredReps":0,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":6,"detail":"Private Loans/Notes, Private Equity"}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304163/PDF/304163.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026307","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hudson Capital Advisory have?","answer":"Hudson Capital Advisory has 244 clients and manages $328 million for them, as of March 2026. They include 142 high-net-worth individuals and 102 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hudson Capital Advisory offer?","answer":"Hudson Capital Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hudson Capital Advisory use?","answer":"Hudson Capital Advisory’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $181M and Charles Schwab & Co., Inc. (Westlake, TX), with $98.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hudson Capital Advisory have?","answer":"Hudson Capital Advisory has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hudson Capital Advisory invest in?","answer":"At the end of its last fiscal year, Hudson Capital Advisory’s separately managed accounts held 73% exchange-traded equities, 9% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents, 6% other, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 6% other category is described as: Private Loans/Notes, Private Equity.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hudson Capital Advisory?","answer":"Hudson Capital Advisory’s direct owners are William Hudson, Jeremy Hudson and Evan Coppola, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hudson Capital Advisory get paid?","answer":"Hudson Capital Advisory is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hudson Capital Advisory?","answer":"Hudson Capital Advisory’s main office is at 237 Main Street, Suite 600, Buffalo, NY 14203. Its phone number is 716-277-2717. Its website is hudsonadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}