{"url":"https://nivawealth.com/firms/hsbc-global-asset-management-hong-kong-limited-105193","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105193","regulatoryAum":149475491778,"crd":"105193","secFileNumber":"801-29922","legalName":"HSBC Global Asset Management (hong Kong) Limited","displayName":"HSBC Global Asset Management (hong Kong) Limited","website":null,"founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"HSBC Main Building, 1 Queen'S Road Central","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"2 July 1987","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":309,"advisory":106,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":149475491778,"discretionaryAccounts":295,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":99,"nonAumClients":6},"clientTypes":[{"label":"Banking or thrift institutions","clients":4,"regulatoryAum":186553618},{"label":"Pooled investment vehicles","clients":88,"regulatoryAum":71040782140},{"label":"Pension and profit-sharing plans","clients":28,"regulatoryAum":1487637569},{"label":"State or municipal government entities","clients":10,"regulatoryAum":2642166885},{"label":"Other investment advisers","clients":4,"regulatoryAum":861250115},{"label":"Insurance companies","clients":156,"regulatoryAum":72733893360},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":523208091}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Hongkong and Shanghai Banking Corporation Limited","shortName":"The Hongkong and Shanghai Banking Corporation Limited","location":"Hong Kong","smaAssets":71711273902}],"custodyNote":"HSBC Global Asset Management (hong Kong) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Wai Fun Ho","title":"Director/Chief Executive Officer Asia Pacific","crd":"7469623"},{"name":"Yee Ting Jasmine Hung","title":"Director / Chief Executive Officer Hong Kong","crd":"8283051"},{"name":"Pan Lang Yeung","title":"Chief Compliance Officer","crd":"7493927"},{"name":"Wai Nga Sylvia Chen","title":"Director","crd":"8198438"},{"name":"Kok Wing to","title":"Director","crd":"7706937"}],"ownership":[{"label":"The Hongkong and Shanghai Banking Corporation Limited","detail":"Immediate holding company in the 75% or more ownership band and a control person, since September 2014."},{"label":"HSBC Asia Holdings Limited","detail":"Indirect owner: a shareholder of The Hongkong and Shanghai Banking Corporation Limited in the 75% or more band and a control person, since November 2018.","parent":"The Hongkong and Shanghai Banking Corporation Limited"},{"label":"HSBC Holdings PLC","detail":"Indirect owner: a shareholder of HSBC Asia Holdings Limited in the 75% or more band and a control person, since November 2018.","parent":"HSBC Asia Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85222841111","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":47},{"label":"Non-investment grade corporate bonds","percent":18},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":6,"detail":"Funds With Otc Exchange Centre"}],"privateFunds":0},"sources":{"adv1FilingDate":"19 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105193/PDF/105193.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HSBC Global Asset Management (hong Kong) Limited have?","answer":"HSBC Global Asset Management (hong Kong) Limited has 295 clients and manages $149.5 billion for them, as of August 2026. They include 156 insurance companies, 88 pooled investment vehicles and 28 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HSBC Global Asset Management (hong Kong) Limited offer?","answer":"HSBC Global Asset Management (hong Kong) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does HSBC Global Asset Management (hong Kong) Limited use?","answer":"HSBC Global Asset Management (hong Kong) Limited’s separately managed account assets are held at The Hongkong and Shanghai Banking Corporation Limited (Hong Kong), with $71,711,273,902. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HSBC Global Asset Management (hong Kong) Limited have?","answer":"HSBC Global Asset Management (hong Kong) Limited has 0 investment adviser representatives registered with state securities authorities, out of 309 employees, and 106 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HSBC Global Asset Management (hong Kong) Limited invest in?","answer":"At the end of its last fiscal year, HSBC Global Asset Management (hong Kong) Limited’s separately managed accounts held 47% investment grade corporate bonds, 21% exchange-traded equities, 18% high-yield corporate bonds, 6% funds with otc exchange centre, 4% sovereign bonds, 2% U.S. government and agency bonds and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HSBC Global Asset Management (hong Kong) Limited?","answer":"HSBC Global Asset Management (hong Kong) Limited is owned through a chain of holding companies by HSBC Holdings PLC. Its direct owner is the Hongkong and Shanghai Banking Corporation Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HSBC Global Asset Management (hong Kong) Limited get paid?","answer":"HSBC Global Asset Management (hong Kong) Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}