{"url":"https://nivawealth.com/firms/hrtg-gpe-157389","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157389","regulatoryAum":27095397281,"crd":"157389","secFileNumber":"801-73343","legalName":"HRTG Gpe, LLC","displayName":"HRTG Gpe","website":"https://hrtg.com","linkedinUrl":"https://www.linkedin.com/company/hrtgpartners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5237 HHR Ranch Road, Suite 2","city":"Wilson","state":"WY","stateName":"Wyoming","country":"United States","postalCode":"83014-9220"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":2,"latestNoticeFiling":"30 March 2021","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"California","effectiveDate":"2012-03-30"},{"status":"Notice Filed","jurisdiction":"Wyoming","effectiveDate":"2021-03-30"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2012-03-30"}]}},"wealthAumPerClient":null,"staff":{"employees":26,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":27095397281,"discretionaryAccounts":22,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":14,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":22,"regulatoryAum":27095397281}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"HRTG Gpe has custody of $26.38B for 22 clients.","otherCustodians":[],"leadership":[{"name":"Keith Johnson","title":"Chief Executive Officer, Managing Member of HRTG Gpe, LLC and Manager and Member of Montague Island LLC","crd":"3223558"},{"name":"Connie Wu","title":"Chief Financial Officer","crd":"7538346"},{"name":"Federsin Dinsay","title":"Chief Operating Officer","crd":"5172685"},{"name":"William McGee","title":"Chief Compliance Officer","crd":"8038175"},{"name":"Gerald Beeson","title":"Director of HRTG Gpe, LLC","crd":"2349125"},{"name":"John Collison","title":"Director of HRTG Gpe, LLC","crd":"7326768"},{"name":"Bruce Karsh","title":"Director of HRTG Gpe, LLC","crd":"4332713"},{"name":"Kevin Kelly","title":"Chief Investment Officer and Managing Member of HRTG Gpe, LLC","crd":"6776462"},{"name":"Douglas Leone","title":"Director of HRTG Gpe, LLC","crd":"6021395"},{"name":"Michael Moritz","title":"Director of HRTG Gpe, LLC","crd":"6021394"},{"name":"Mark Oei","title":"Withdrawn Member of HRTG Gpe, LLC","crd":"2784697"},{"name":"John Zito","title":"Director of HRTG Gpe, LLC","crd":"4691894"},{"name":"Kevin Slemp","title":"Trustee of West Eighth Street","crd":"6776463"},{"name":"Meredith Wiedeman","title":"Trustee of West Eighth Street","crd":"5865932"}],"ownership":[{"label":"Kevin Kelly","detail":"Chief investment officer and managing member of hrtg gpe, llc in the 10% to 25% ownership band and a control person, since January 2019."},{"label":"Kevin Slemp","detail":"Trustee of west eighth street in the 5% to 10% ownership band, since June 2024."},{"label":"Montague Island LLC","detail":"Non-managing member of hrtg gpe, llc in the 25% to 50% ownership band and a control person, since December 2020."},{"label":"Alsace Oneida, LLC","detail":"Withdrawn member of hrtg gpe, llc in the 10% to 25% ownership band, since December 2020."},{"label":"Mark Oei","detail":"Withdrawn member of hrtg gpe, llc in the 5% to 10% ownership band, since September 2016."},{"label":"West Eighth Street","detail":"Withdrawn member of hrtg gpe, llc in the 5% to 10% ownership band, since June 2024."},{"label":"Meredith Wiedeman","detail":"Trustee of west eighth street in the 5% to 10% ownership band, since June 2024."},{"label":"Michelle Wachs","detail":"Indirect owner: manager of alsace oneida, llc of Alsace Oneida, LLC and a control person, since November 2020. Also trustee of the michelle j. wachs 2020 irrevocable trust of Michelle J. Wachs 2020 Irrevocable Trust and a control person, since November 2020.","parent":"Alsace Oneida, LLC"},{"label":"Irwin Gross","detail":"Indirect owner: manager of alsace oneida, llc of Alsace Oneida, LLC and a control person, since November 2020. Also trustee of the irwin r. gross 2020 irrevocable trust of Irwin R. Gross 2020 Irrevocable Trust and a control person, since November 2020.","parent":"Alsace Oneida, LLC"},{"label":"Port Orford Trust","detail":"Indirect owner: a member of Montague Island LLC in the 75% or more band and a control person, since December 2020.","parent":"Montague Island LLC"},{"label":"Betsy Johnson","detail":"Indirect owner: trustee of Port Orford Trust and a control person, since December 2020.","parent":"Port Orford Trust"},{"label":"Michelle J. Wachs 2020 Irrevocable Trust","detail":"Indirect owner: a member of Alsace Oneida, LLC in the 25% to 50% band, since December 2020.","parent":"Alsace Oneida, LLC"},{"label":"Irwin R. Gross 2020 Irrevocable Trust","detail":"Indirect owner: a member of Alsace Oneida, LLC in the 25% to 50% band, since December 2020.","parent":"Alsace Oneida, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2882 Sand Hill Road","city":"Menlo Park"}]},{"state":"Wyoming","offices":1,"addresses":[{"street":"5237 HHR Ranch Road, Suite 2","city":"Wilson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-397-9070","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":22},"sources":{"adv1FilingDate":"10 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157389/PDF/157389.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HRTG Gpe have?","answer":"HRTG Gpe has 22 clients and manages $27.1 billion for them, as of June 2026. They include 22 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HRTG Gpe offer?","answer":"HRTG Gpe provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does HRTG Gpe have?","answer":"HRTG Gpe has 0 investment adviser representatives registered with state securities authorities, out of 26 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HRTG Gpe?","answer":"HRTG Gpe is owned through holding companies by Michelle J. Wachs 2020 Irrevocable Trust and Irwin R. Gross 2020 Irrevocable Trust. Its direct owners are Kevin Kelly, Kevin Slemp, Montague Island LLC, Alsace Oneida, LLC, Mark Oei, West Eighth Street and Meredith Wiedeman, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HRTG Gpe get paid?","answer":"HRTG Gpe is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/hrtg-gpe-157389/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1537455/000153745526000010/0001537455-26-000010-index.html","totalValue":2481323030,"positionCount":6,"top10Share":1,"top10":[{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":1027477716,"shares":6013565,"shareType":"SH"},{"issuer":"ISHARES GOLD TR","titleOfClass":"ISHARES NEW","cusip":"464285204","value":423108128,"shares":5603339,"shareType":"SH","priorValue":397468743,"priorShares":4508493},{"issuer":"KARDIGAN INC","titleOfClass":"COM","cusip":"485925101","value":403471261,"shares":16917034,"shareType":"SH"},{"issuer":"MADISON AIR SOLUTIONS CORP","titleOfClass":"COM SHS CL A","cusip":"55658T105","value":288888873,"shares":7407407,"shareType":"SH"},{"issuer":"QXO INC","titleOfClass":"COM NEW","cusip":"82846H405","value":230160217,"shares":13319457,"shareType":"SH","priorValue":258663855,"priorShares":13319457},{"issuer":"ISHARES BITCOIN TRUST ETF","titleOfClass":"SHS BEN INT","cusip":"46438F101","value":108216835,"shares":3250731,"shareType":"SH","priorValue":124893085,"priorShares":3250731}],"positionsListed":6,"positions":[{"issuer":"SPACE EXPLORATION TECHN CORP","titleOfClass":"CLASS A COM STK","cusip":"84615Q103","value":1027477716,"shares":6013565,"shareType":"SH"},{"issuer":"ISHARES GOLD TR","titleOfClass":"ISHARES NEW","cusip":"464285204","value":423108128,"shares":5603339,"shareType":"SH","priorValue":397468743,"priorShares":4508493},{"issuer":"KARDIGAN INC","titleOfClass":"COM","cusip":"485925101","value":403471261,"shares":16917034,"shareType":"SH"},{"issuer":"MADISON AIR SOLUTIONS CORP","titleOfClass":"COM SHS CL A","cusip":"55658T105","value":288888873,"shares":7407407,"shareType":"SH"},{"issuer":"QXO INC","titleOfClass":"COM NEW","cusip":"82846H405","value":230160217,"shares":13319457,"shareType":"SH","priorValue":258663855,"priorShares":13319457},{"issuer":"ISHARES BITCOIN TRUST ETF","titleOfClass":"SHS BEN INT","cusip":"46438F101","value":108216835,"shares":3250731,"shareType":"SH","priorValue":124893085,"priorShares":3250731}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}