{"url":"https://nivawealth.com/firms/horsley-bridge-partners-110877","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110877","regulatoryAum":23608854383,"crd":"110877","secFileNumber":"801-54099","legalName":"Horsley Bridge Partners LLC","displayName":"Horsley Bridge Partners","website":"http://www.horsleybridge.com","linkedinUrl":"https://www.linkedin.com/company/horsley-bridge-partners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"140 New Montgomery Street, 16th Floor","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94105"},"tradeNames":[],"registration":{"secApproved":"31 March 1997","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":45,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":23592557117,"discretionaryAccounts":45,"nonDiscretionary":16297266,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":45,"regulatoryAum":23592557117},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":16297266}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Horsley Bridge Partners has custody of $23.59B for 45 clients.","otherCustodians":[],"leadership":[{"name":"Clara Vu","title":"Chief Financial Officer","crd":"5907586"},{"name":"Kathleen Murphy","title":"Managing Director/COO, Chief Compliance Officer, Trustee","crd":"3108186"},{"name":"Du Chai","title":"Managing Director and Member","crd":"6044747"},{"name":"Lance Cottrill","title":"Managing Director and Trustee","crd":"4784096"},{"name":"Joshua Freeman","title":"Managing Director and Trustee","crd":"2529859"},{"name":"Kathryn Mayne","title":"Managing Director","crd":"4783946"},{"name":"Yi Sun","title":"Managing Director and Member","crd":"5907583"}],"ownership":[{"label":"Lance Cottrill","detail":"Managing director and trustee in the 10% to 25% ownership band and a control person, since September 2003."},{"label":"Joshua Freeman","detail":"Managing director and trustee in the 10% to 25% ownership band and a control person, since September 2003."},{"label":"Kathleen Murphy","detail":"Managing director/coo, chief compliance officer, trustee in the 10% to 25% ownership band and a control person, since January 2008."},{"label":"Joshua D. and Chelsea J. Freeman Family Revocable Trust U/D/T Dated July 22, 2005","detail":"Member in the 10% to 25% ownership band, since January 2007."},{"label":"Yi Sun","detail":"Managing director and member in the 10% to 25% ownership band and a control person, since January 2011."},{"label":"Du Chai","detail":"Managing director and member in the 10% to 25% ownership band and a control person, since September 2011."},{"label":"Cottrill Family Revocable Trust U/D/T March 9, 2007","detail":"Member in the 10% to 25% ownership band, since January 2010."},{"label":"Bush Family Trust","detail":"Member in the 10% to 25% ownership band, since January 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"140 New Montgomery Street, 16th Floor","city":"San Francisco","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-986-7733","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Private Equity Partnerships"}],"privateFunds":45},"sources":{"adv1FilingDate":"17 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110877/PDF/110877.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Horsley Bridge Partners have?","answer":"Horsley Bridge Partners has 46 clients and manages $23.6 billion for them, as of June 2026. They include 45 pooled investment vehicles and 1 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Horsley Bridge Partners offer?","answer":"Horsley Bridge Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Horsley Bridge Partners have?","answer":"Horsley Bridge Partners has 0 investment adviser representatives registered with state securities authorities, out of 45 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Horsley Bridge Partners invest in?","answer":"At the end of its last fiscal year, Horsley Bridge Partners’ separately managed accounts held 100% private equity partnerships. It advises 45 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Horsley Bridge Partners?","answer":"Horsley Bridge Partners’ direct owners are Lance Cottrill, Joshua Freeman, Kathleen Murphy, Joshua D. and Chelsea J. Freeman Family Revocable Trust U/D/T Dated July 22, 2005, Yi Sun, Du Chai, Cottrill Family Revocable Trust U/D/T March 9, 2007, and Bush Family Trust, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Horsley Bridge Partners get paid?","answer":"Horsley Bridge Partners is paid through performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}