{"url":"https://nivawealth.com/firms/horizon-wealth-investment-solutions-333752","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333752","regulatoryAum":147239402,"crd":"333752","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4847450","suffix":null,"lastName":"BLAIR","firstName":"DANIEL","middleName":"ROLAND"},{"crd":"7682994","suffix":null,"lastName":"Child","firstName":"Jacob","middleName":"Zachary"},{"crd":"8016049","suffix":null,"lastName":"COOPER","firstName":"AUSTIN","middleName":"MICHAEL"},{"crd":"6779985","suffix":null,"lastName":"Smith","firstName":"Benjamin","middleName":"Scott"},{"crd":"6219424","suffix":null,"lastName":"Smith","firstName":"Logan","middleName":"Taylor"},{"crd":"6597252","suffix":null,"lastName":"Spoth","firstName":"Lawrence","middleName":"Peter"},{"crd":"6331836","suffix":null,"lastName":"Vogel","firstName":"Jonathan","middleName":"Richard"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134662","legalName":"Horizon Wealth Investment Solutions LLC","displayName":"Horizon Wealth Investment Solutions","slug":"horizon-wealth-investment-solutions-333752","website":"https://myhorizonwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/horizon-wealth/about/?viewAsMember=true","founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"650 S. Cherry St., Ste 825","city":"Denver","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80246"},"tradeNames":["HW Tax Strategies","Horizon Wealth","Vision Wealth"],"registration":{"secApproved":"19 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":903309.2147239264,"staff":{"employees":7,"advisory":4,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":147239402,"discretionary":147239402,"discretionaryAccounts":485,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":249099924,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":87,"regulatoryAum":16548519},{"label":"High-net-worth individuals","clients":76,"regulatoryAum":130690883}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013745","versionId":1013745,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-03","documentName":"PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting fees are negotiated for each limited-scope project and billed monthly as services are rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013745","versionId":1013745,"submittedOn":"2026-03-03","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Stand-Alone Financial Planning","summary":"Stand-alone financial planning is a fixed fee ranging from $1,000 to $75,000, with 50% due on execution of the agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013745","versionId":1013745,"submittedOn":"2026-03-03","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:54:22.238046+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013745","versionId":1013745,"submittedOn":"2026-03-03"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007740","versionId":1007740,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":121147418},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":25532237}],"custodyNote":"Horizon Wealth Investment Solutions has custody of $3.07M in client assets for 438 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Blair","title":"Managing Member/ CCO","crd":"4847450"},{"name":"Blair Melissa","title":"Managing Member","crd":"8003925"}],"ownership":[{"label":"Daniel Blair","detail":"Managing member/ cco in the 50% to 75% ownership band and a control person, since October 2024."},{"label":"Blair Melissa","detail":"Managing member in the 50% to 75% ownership band and a control person, since October 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"650 S. Cherry St., Ste 825","city":"Denver","headquarters":true}]},{"state":"Oregon","offices":1,"addresses":[{"street":"1250 Main Street East","city":"Monouth"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"8300 Boone BLVD","city":"Vienna"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-777-7124","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"Other","percent":27,"detail":"Private Placements"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333752/PDF/333752.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013745","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Horizon Wealth Investment Solutions have?","answer":"Horizon Wealth Investment Solutions has 163 clients and manages $147 million for them, as of July 2026. They include 87 individual clients and 76 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Horizon Wealth Investment Solutions offer?","answer":"Horizon Wealth Investment Solutions provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Horizon Wealth Investment Solutions charge?","answer":"Horizon Wealth Investment Solutions charges up to 2.00% a year for its Investment Management. The fee is negotiable and requires an account of at least $1,000,000.","source":"PART 2A BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Horizon Wealth Investment Solutions use?","answer":"Horizon Wealth Investment Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $121M and Fidelity Brokerage Services LLC (Smithfield, RI), with $25.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Horizon Wealth Investment Solutions have?","answer":"Horizon Wealth Investment Solutions has 0 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Horizon Wealth Investment Solutions invest in?","answer":"At the end of its last fiscal year, Horizon Wealth Investment Solutions’ separately managed accounts held 73% exchange-traded equities and 27% other. The 27% other category is described as: Private Placements.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Horizon Wealth Investment Solutions have a minimum investment?","answer":"Yes, Horizon Wealth Investment Solutions’ minimum account size for its Investment Management is $1M.","source":"PART 2A BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Horizon Wealth Investment Solutions?","answer":"Horizon Wealth Investment Solutions’ direct owners are Daniel Blair (50% to 75%) and Blair Melissa (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Horizon Wealth Investment Solutions get paid?","answer":"Horizon Wealth Investment Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Horizon Wealth Investment Solutions?","answer":"Horizon Wealth Investment Solutions’ main office is at 650 S. Cherry St., Ste 825, Denver, CO 80246. Its phone number is 303-777-7124. Its website is myhorizonwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}