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The fee is billed in arrears.","source":"FORM ADV 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hopwood Financial Services use?","answer":"Hopwood Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $530M and National Financial Services LLC (Boston, MA), with $219M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hopwood Financial Services have?","answer":"Hopwood Financial Services has 6 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hopwood Financial Services invest in?","answer":"At the end of its last fiscal year, Hopwood Financial Services’ separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 18% investment grade corporate bonds, 11% U.S. government and agency bonds, 8% cash and equivalents, 5% exchange-traded equities and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hopwood Financial Services?","answer":"Hopwood Financial Services’ direct owners are Herbert Hopwood (50% to 75%), Kevin Galvin (25% to 50%) and Peter Ramig (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hopwood Financial Services get paid?","answer":"Hopwood Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. 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