{"url":"https://nivawealth.com/firms/holon-wealth-management-336780","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336780","regulatoryAum":123960483,"crd":"336780","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4268744","suffix":null,"lastName":"WOODMAN","firstName":"CATHERINE","middleName":"LORRAINE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-133871","legalName":"Holon Wealth Management, Inc","displayName":"Holon Wealth Management","slug":"holon-wealth-management-336780","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"22 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2032349.65,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":123960483,"discretionary":123178366,"discretionaryAccounts":156,"nonDiscretionary":782117,"nonDiscretionaryAccounts":31,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":39,"regulatoryAum":28669153},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":93271826},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1818428},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":201076}],"feePrograms":[{"role":"other","program":"Hourly financial planning","summary":"Financial planning is billed at $250 an hour, depending on complexity, and may be negotiable; half is billed upfront if the work exceeds 2-3 hours.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056402","versionId":1056402,"submittedOn":"2026-08-28","documentName":"HOLON WEALTH MANAGMENT ADV PART 2A 2B BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:05:43.823453+00:00","documents":[{"name":"HOLON WEALTH MANAGMENT ADV PART 2A 2B BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056402","versionId":1056402,"submittedOn":"2026-08-28"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":117863611}],"custodyNote":"Holon Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Catherine Woodman","title":"President & CCO","crd":"4268744"}],"ownership":[{"label":"Catherine Woodman","detail":"President & cco in the 75% or more ownership band and a control person, since May 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-200-0975","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Non-exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":10,"detail":"Non-Classified"}],"privateFunds":0},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336780/PDF/336780.pdf","brochureDate":"28 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056402","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Holon Wealth Management have?","answer":"Holon Wealth Management has 60 clients and manages $124 million for them, as of August 2026. They include 39 individual clients and 21 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Holon Wealth Management offer?","answer":"Holon Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Holon Wealth Management use?","answer":"Holon Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $118M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Holon Wealth Management have?","answer":"Holon Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Holon Wealth Management invest in?","answer":"At the end of its last fiscal year, Holon Wealth Management’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 10% other, 6% non-exchange-traded equities, 5% state and local bonds, 4% cash and equivalents and 1% pooled vehicles (private funds and similar). The 10% other category is described as: Non-Classified.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Holon Wealth Management?","answer":"Holon Wealth Management’s direct owner is Catherine Woodman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Holon Wealth Management get paid?","answer":"Holon Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Holon Wealth Management?","answer":"Its phone number is 541-200-0975.","source":"Form ADV Part 1A, Item 1.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}