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None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hollow Brook Wealth Management invest in?","answer":"At the end of its last fiscal year, Hollow Brook Wealth Management’s separately managed accounts held 36% pooled vehicles (private funds and similar), 34% exchange-traded equities, 14% cash and equivalents, 9% U.S. government and agency bonds and 7% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Hollow Brook Wealth Management have a minimum investment?","answer":"Yes, Hollow Brook Wealth Management’s minimum account size for its Investments in publicly-traded securities is $1M.","source":"HOLLOW BROOK PART 2, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Hollow Brook Wealth Management?","answer":"Hollow Brook Wealth Management’s direct owners are Alan Bazaar (50% to 75%) and Philip Richter (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hollow Brook Wealth Management get paid?","answer":"Hollow Brook Wealth Management is paid through a percentage of assets under management, fixed fees and performance-based fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}