{"url":"https://nivawealth.com/firms/holder-wealth-management-170086","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170086","regulatoryAum":283971000,"crd":"170086","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5658941","suffix":null,"lastName":"BRADLEY","firstName":"RYAN","middleName":"RUMEL"},{"crd":"6399759","suffix":null,"lastName":"HOLDER","firstName":"CHARLES","middleName":"BARTHOLOW"},{"crd":"5705684","suffix":null,"lastName":"HOLDER","firstName":"DANIEL","middleName":"EUGENE"},{"crd":"6584020","suffix":null,"lastName":"Vega-Zamora","firstName":"Geovanny","middleName":"A."}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-01","regulatoryAum":163211000,"clients":242,"employees":3,"offices":1},{"filedOn":"2022-07-06","regulatoryAum":202584800,"clients":258,"employees":3,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":190672000,"clients":265,"employees":3,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":220790000,"clients":277,"employees":3,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":244640000,"clients":291,"employees":3,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":283971000,"clients":302,"employees":3,"offices":1}],"secFileNumber":"801-112398","legalName":"Holder Wealth Management, Inc.","displayName":"Holder Wealth Management","slug":"holder-wealth-management-170086","website":"https://holderwealthmgt.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/170086/d9a6afcd60b2864e-r1.webp","tone":"light","width":482,"height":200,"sourceUrl":"https://www.holderwealthmgt.com/","sourceLabel":"Holder Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/holder-wealth-management-inc-","founded":"2014","organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"2504 Galen Drive, Suite 105","city":"Champaign","state":"IL","stateName":"Illinois","country":"United States","postalCode":"61821"},"tradeNames":[],"registration":{"secApproved":"6 February 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":956925.4237288135,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":283971000,"discretionary":283971000,"discretionaryAccounts":302,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":302},"clientTypes":[{"label":"Individuals (other than HNW)","clients":218,"regulatoryAum":65837000},{"label":"High-net-worth individuals","clients":77,"regulatoryAum":216456000},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":1229000},{"label":"Corporations and other businesses","clients":4,"fewerThan5":true,"regulatoryAum":449000}],"feePrograms":[{"role":"main","program":"Asset-Based Fee Schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029816","versionId":1029816,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-27","documentName":"HOLDER WEALTH MANAGEMENT, INC. 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BROCHURE PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:52:31.323431+00:00","documents":[{"name":"HOLDER WEALTH MANAGEMENT, INC. BROCHURE PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029816","versionId":1029816,"submittedOn":"2026-03-27"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=787411","versionId":787411,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":244640000}],"custodyNote":"Holder Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Holder","title":"Chief Executive Officer/CCO","crd":"5705684"},{"name":"Charles Holder","title":"President","crd":"6399759"},{"name":"Virginia Holder","title":"Shareholder","crd":"6468482"}],"ownership":[{"label":"Virginia Holder","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2504 Galen Drive, Suite 105","city":"Champaign","headquarters":true}]}],"brochureServices":["estate planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"217-398-4015","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170086/PDF/170086.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029816","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Holder Wealth Management have?","answer":"Holder Wealth Management has 302 clients and manages $284 million for them, as of March 2026. They include 218 individual clients, 77 high-net-worth individuals, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Holder Wealth Management offer?","answer":"Holder Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and estate planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Holder Wealth Management charge?","answer":"Holder Wealth Management charges 0.75%–1.00% a year for its Asset-Based Fee Schedule. The fee is billed in arrears and is negotiable.","source":"HOLDER WEALTH MANAGEMENT, INC. BROCHURE PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Holder Wealth Management use?","answer":"Holder Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $245M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Holder Wealth Management have?","answer":"Holder Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Holder Wealth Management invest in?","answer":"At the end of its last fiscal year, Holder Wealth Management’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Holder Wealth Management?","answer":"Holder Wealth Management’s direct owner is Virginia Holder (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Holder Wealth Management get paid?","answer":"Holder Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Holder Wealth Management?","answer":"Holder Wealth Management’s main office is at 2504 Galen Drive, Suite 105, Champaign, IL 61821. Its phone number is 217-398-4015. Its website is holderwealthmgt.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}