{"url":"https://nivawealth.com/firms/hoff-brothers-301001","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/301001","regulatoryAum":177496508,"crd":"301001","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6885000","suffix":null,"lastName":"Bakka","firstName":"Alexandria","middleName":"Lee"},{"crd":"6684092","suffix":null,"lastName":"Hoff","firstName":"Daniel","middleName":"R"},{"crd":"6684668","suffix":null,"lastName":"Hoff","firstName":"Derek","middleName":"Mitchell Taylor"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-02-03","regulatoryAum":107114439,"clients":167,"employees":3,"offices":1},{"filedOn":"2025-07-22","regulatoryAum":129073766,"clients":167,"employees":3,"offices":1},{"filedOn":"2026-05-11","regulatoryAum":177496508,"clients":177,"employees":3,"offices":1}],"secFileNumber":"801-129458","legalName":"Hoff Brothers, LLC","displayName":"Hoff Brothers","slug":"hoff-brothers-301001","website":"https://hoffwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/hoff-private-wealth","founded":null,"organization":"Wisconsin limited liability company","fiscalYearEnd":"December","headquarters":{"street":"505 S 24th Ave, Suite 102","city":"Wausau","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"54401"},"tradeNames":[],"registration":{"secApproved":"27 February 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LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:18:54.704783+00:00","documents":[{"name":"ADV PART 2A-HOFF BROTHERS, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001136","versionId":1001136,"submittedOn":"2026-01-11"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044576","versionId":1044576,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001135","versionId":1001135,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=939619","versionId":939619,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":37923934}],"custodyNote":"Hoff Brothers does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alexandria Bakka","title":"Chief Compliance Officer","crd":"6885000"},{"name":"Daniel Hoff","title":"Member","crd":"6684092"},{"name":"Derek Hoff","title":"Managing Member","crd":"6684668"}],"ownership":[{"label":"Derek Hoff","detail":"Managing member in the 50% to 75% ownership band and a control person, since November 2016."},{"label":"Daniel Hoff","detail":"Member in the 50% to 75% ownership band and a control person, since November 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"505 S 24th Ave, Suite 102","city":"Wausau","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 124 individual clients, 30 high-net-worth individuals, and 23 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hoff Brothers offer?","answer":"Hoff Brothers provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hoff Brothers charge?","answer":"Hoff Brothers charges 0.15%–1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"ADV PART 2A-HOFF BROTHERS, LLC, filed 11 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hoff Brothers use?","answer":"Hoff Brothers’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $37.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hoff Brothers have?","answer":"Hoff Brothers has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hoff Brothers invest in?","answer":"At the end of its last fiscal year, Hoff Brothers’ separately managed accounts held 97% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hoff Brothers?","answer":"Hoff Brothers’ direct owners are Derek Hoff (50% to 75%) and Daniel Hoff (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hoff Brothers get paid?","answer":"Hoff Brothers is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hoff Brothers?","answer":"Hoff Brothers’ main office is at 505 S 24th Ave, Suite 102, Wausau, WI 54401. Its phone number is 715-841-0405. Its website is hoffwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}