{"url":"https://nivawealth.com/firms/hippocratic-financial-advisors-169481","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169481","regulatoryAum":229008823,"crd":"169481","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6222877","suffix":null,"lastName":"Copeland","firstName":"Susan","middleName":"R"},{"crd":"5677392","suffix":null,"lastName":"DAVIS","firstName":"RAVI","middleName":null},{"crd":"5762028","suffix":null,"lastName":"Dong","firstName":"Deron","middleName":null},{"crd":"7771523","suffix":null,"lastName":"Ullrich","firstName":"Julia","middleName":null},{"crd":"7854445","suffix":null,"lastName":"Van 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They include 321 individual clients and 61 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hippocratic Financial Advisors offer?","answer":"Hippocratic Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hippocratic Financial Advisors use?","answer":"Hippocratic Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $228M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hippocratic Financial Advisors have?","answer":"Hippocratic Financial Advisors has 4 investment adviser representatives registered with state securities authorities, out of 29 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hippocratic Financial Advisors invest in?","answer":"At the end of its last fiscal year, Hippocratic Financial Advisors’ separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs), 1% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hippocratic Financial Advisors?","answer":"Hippocratic Financial Advisors’ direct owner is Ravi Davis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hippocratic Financial Advisors get paid?","answer":"Hippocratic Financial Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hippocratic Financial Advisors?","answer":"Hippocratic Financial Advisors’ main office is at 30700 Russell Ranch Road, Suite 250, Westlake Village, CA 91362. Its phone number is 866-447-2380. Its website is hippocratic.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/hippocratic-financial-advisors-169481/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-03","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2055803/000205580326000004/0002055803-26-000004-index.html","totalValue":265050686,"positionCount":39,"top10Share":0.8740989864859282,"top10":[{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 ETF","cusip":"464287622","value":64916397,"shares":158526,"shareType":"SH","priorValue":54623209,"priorShares":153195},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US HIGH PROF ETF","cusip":"25434V831","value":36069750,"shares":864360,"shareType":"SH","priorValue":30327605,"priorShares":825016},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}