{"url":"https://nivawealth.com/firms/himalaya-capital-management-157594","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157594","regulatoryAum":21392207523,"crd":"157594","secFileNumber":"801-72763","legalName":"Himalaya Capital Management LLC","displayName":"Himalaya Capital Management","website":"http://www.himalayacapital.com","linkedinUrl":"https://www.linkedin.com/company/himalaya-capital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1301 2nd Ave, Suite 2100","city":"Seattle","state":"WA","stateName":"Washington","country":"United States","postalCode":"98101"},"tradeNames":[],"registration":{"secApproved":"4 November 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":21,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":21392207523,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":21392207523}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Himalaya Capital Management has custody of $21.39B for 2 clients.","otherCustodians":[],"leadership":[{"name":"Li Li","title":"Chief Financial Officer","crd":"7358265"},{"name":"Gene Chang","title":"Chief Operating Officer","crd":"5930706"},{"name":"Paul Teng","title":"Chief Compliance Officer","crd":"7159951"},{"name":"Lu Li","title":"Chairman and Managing Member","crd":"2636633"}],"ownership":[{"label":"Lu Li","detail":"Chairman and managing member in the 75% or more ownership band and a control person, since January 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Washington","offices":2,"addresses":[{"street":"1301 2nd Ave, Suite 2100","city":"Seattle","headquarters":true},{"street":"10655 Ne 4th Street","city":"Bellevue"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"206-707-0768","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157594/PDF/157594.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Himalaya Capital Management have?","answer":"Himalaya Capital Management has 2 clients and manages $21.4 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Himalaya Capital Management offer?","answer":"Himalaya Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Himalaya Capital Management have?","answer":"Himalaya Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 21 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Himalaya Capital Management?","answer":"Himalaya Capital Management’s direct owner is Lu Li (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Himalaya Capital Management get paid?","answer":"Himalaya Capital Management is paid through performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/himalaya-capital-management-157594/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1709323/000204358526000022/0002043585-26-000022-index.html","totalValue":3702921099,"positionCount":8,"top10Share":1,"top10":[{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":908899121,"shares":2543300,"shareType":"SH","priorValue":731351348,"priorShares":2543300},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":866117829,"shares":2451300,"shareType":"SH","priorValue":703179918,"priorShares":2451300},{"issuer":"PDD HOLDINGS INC","titleOfClass":"SPON ADS","cusip":"722304102","value":820858157,"shares":10761119,"shareType":"SH","priorValue":470845440,"priorShares":4608000},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":554591244,"shares":1108318,"shareType":"SH","priorValue":430201321,"priorShares":897749},{"issuer":"EAST WEST BANCORP INC","titleOfClass":"COM","cusip":"27579R104","value":358399151,"shares":2776351,"shareType":"SH","priorValue":296403233,"priorShares":2776351},{"issuer":"CROCS INC","titleOfClass":"COM","cusip":"227046109","value":107018900,"shares":887093,"shareType":"SH","priorValue":73646461,"priorShares":887093},{"issuer":"TENCENT MUSIC ENTERTAINM","titleOfClass":"SPON ADS","cusip":"88034P109","value":55033481,"shares":6590836,"shareType":"SH","priorValue":61162958,"priorShares":6590836},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":32003216,"shares":110600,"shareType":"SH","priorValue":28069174,"priorShares":110600}],"positionsListed":8,"positions":[{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":908899121,"shares":2543300,"shareType":"SH","priorValue":731351348,"priorShares":2543300},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":866117829,"shares":2451300,"shareType":"SH","priorValue":703179918,"priorShares":2451300},{"issuer":"PDD HOLDINGS INC","titleOfClass":"SPON ADS","cusip":"722304102","value":820858157,"shares":10761119,"shareType":"SH","priorValue":470845440,"priorShares":4608000},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":554591244,"shares":1108318,"shareType":"SH","priorValue":430201321,"priorShares":897749},{"issuer":"EAST WEST BANCORP INC","titleOfClass":"COM","cusip":"27579R104","value":358399151,"shares":2776351,"shareType":"SH","priorValue":296403233,"priorShares":2776351},{"issuer":"CROCS INC","titleOfClass":"COM","cusip":"227046109","value":107018900,"shares":887093,"shareType":"SH","priorValue":73646461,"priorShares":887093},{"issuer":"TENCENT MUSIC ENTERTAINM","titleOfClass":"SPON ADS","cusip":"88034P109","value":55033481,"shares":6590836,"shareType":"SH","priorValue":61162958,"priorShares":6590836},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":32003216,"shares":110600,"shareType":"SH","priorValue":28069174,"priorShares":110600}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}