{"url":"https://nivawealth.com/firms/hillcrest-wealth-advisors-ny-126818","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126818","regulatoryAum":390721478,"crd":"126818","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4549121","suffix":null,"lastName":"YU","firstName":"DANNY","middleName":"ANTHONY"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-27","regulatoryAum":299142655,"clients":60,"employees":4,"offices":1},{"filedOn":"2022-05-10","regulatoryAum":371814134,"clients":69,"employees":3,"offices":1},{"filedOn":"2023-02-13","regulatoryAum":318969824,"clients":68,"employees":3,"offices":1},{"filedOn":"2024-02-07","regulatoryAum":348172050,"clients":65,"employees":2,"offices":1},{"filedOn":"2025-02-11","regulatoryAum":355400987,"clients":64,"employees":2,"offices":1},{"filedOn":"2026-05-22","regulatoryAum":390721478,"clients":65,"employees":2,"offices":2}],"secFileNumber":"801-71316","legalName":"Hillcrest Wealth Advisors - NY, LLC","displayName":"Hillcrest Wealth Advisors - NY","slug":"hillcrest-wealth-advisors-ny-126818","website":"https://hcwadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"101 Crawfords Corner Road, Suite 4116","city":"Holmdel","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07733"},"tradeNames":[],"registration":{"secApproved":"28 April 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":6261934.241935484,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":390721478,"discretionary":390721478,"discretionaryAccounts":235,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":2027916},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":386212007},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":2481555}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","versionId":1046039,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-05-22","documentName":"HCWA ADV PART 2A 2026","fee_rate_low":0.6,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":2000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Billed hourly at $500 to $600, or as a fixed fee generally from $7,500 to $10,000 a year depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","versionId":1046039,"submittedOn":"2026-05-22","documentName":"HCWA ADV PART 2A 2026"},{"role":"other","program":"Held Away Investment Consultation","summary":"Annual fee of 0.30% on the first $5,000,000, 0.25% from $5,000,001 to $10,000,000, and 0.20% above $10,000,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","versionId":1046039,"submittedOn":"2026-05-22","documentName":"HCWA ADV PART 2A 2026"},{"role":"other","program":"Special Projects, Portfolio Reporting, Evaluation and Monitoring","summary":"Stand-alone services billed at $500 to $600 per hour, payable quarterly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","versionId":1046039,"submittedOn":"2026-05-22","documentName":"HCWA ADV PART 2A 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:54:03.280337+00:00","documents":[{"name":"HCWA ADV PART 2A 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","versionId":1046039,"submittedOn":"2026-05-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":390721478}],"custodyNote":"Hillcrest Wealth Advisors - NY does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Danny Yu","title":"Chief Executive Officer, Chief Compliance Officer","crd":"4549121"}],"ownership":[{"label":"Danny Yu","detail":"Chief executive officer, chief compliance officer in the 75% or more ownership band and a control person, since May 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":2,"addresses":[{"street":"101 Crawfords Corner Road, Suite 4116","city":"Holmdel","headquarters":true},{"street":"100 Village Court","city":"Hazlet"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"732-837-4455","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"U.S. state and local bonds","percent":18},{"label":"Securities issued by registered investment companies or business development companies","percent":8},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/126818/PDF/126818.pdf","brochureDate":"22 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046039","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hillcrest Wealth Advisors - NY have?","answer":"Hillcrest Wealth Advisors - NY has 65 clients and manages $391 million for them, as of May 2026. They include 56 high-net-worth individuals, 6 individual clients, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hillcrest Wealth Advisors - NY offer?","answer":"Hillcrest Wealth Advisors - NY provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hillcrest Wealth Advisors - NY charge?","answer":"Hillcrest Wealth Advisors - NY charges 0.60%–1.00% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $2,000,000.","source":"HCWA ADV PART 2A 2026, filed 22 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hillcrest Wealth Advisors - NY use?","answer":"Hillcrest Wealth Advisors - NY’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $391M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hillcrest Wealth Advisors - NY have?","answer":"Hillcrest Wealth Advisors - NY has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hillcrest Wealth Advisors - NY invest in?","answer":"At the end of its last fiscal year, Hillcrest Wealth Advisors - NY’s separately managed accounts held 62% exchange-traded equities, 18% state and local bonds, 12% cash and equivalents and 8% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Hillcrest Wealth Advisors - NY have a minimum investment?","answer":"Yes, Hillcrest Wealth Advisors - NY’s minimum account size for its Investment Management is $2M.","source":"HCWA ADV PART 2A 2026, filed 22 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Hillcrest Wealth Advisors - NY?","answer":"Hillcrest Wealth Advisors - NY’s direct owner is Danny Yu (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hillcrest Wealth Advisors - NY get paid?","answer":"Hillcrest Wealth Advisors - NY is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hillcrest Wealth Advisors - NY?","answer":"Hillcrest Wealth Advisors - NY’s main office is at 101 Crawfords Corner Road, Suite 4116, Holmdel, NJ 07733. Its phone number is 732-837-4455. Its website is hcwadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}