{"url":"https://nivawealth.com/firms/hilco-investment-advisors-300222","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300222","regulatoryAum":313086836,"crd":"300222","history":[{"filedOn":"2021-05-18","regulatoryAum":194892651,"clients":3,"employees":2,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":143049572,"clients":3,"employees":23,"offices":1},{"filedOn":"2026-09-02","regulatoryAum":313086836,"clients":0,"employees":160,"offices":6}],"secFileNumber":"801-137203","legalName":"Hilco Investment Advisors, LLC","displayName":"Hilco Investment Advisors","slug":"hilco-investment-advisors-300222","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"March","headquarters":{"street":"5 Revere Drive, Suite 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Holdings, LLC in the 75% or more band and a control person, since July 2025.","parent":"Ocu Advisory Services Holdings, LLC"},{"label":"Orix Capital Markets, LLC","detail":"Indirect owner: a sole member of Ocu Opco Holdings, LLC in the 75% or more band and a control person, since September 2015.","parent":"Ocu Opco Holdings, LLC"},{"label":"Orix Corporation USA","detail":"Indirect owner: a sole member of Orix Capital Markets, LLC in the 75% or more band and a control person, since March 1997.","parent":"Orix Capital Markets, LLC"},{"label":"Orix Corporation","detail":"Indirect owner: a sole member of Orix Corporation USA in the 75% or more band and a control person, since August 1981.","parent":"Orix Corporation USA"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":6,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"W1K 3JZ","street":"84 GROSVENOR STREET","display":{"city":"LONDON","region":null,"postalCode":"W1K 3JZ","ruleVersion":"office-display-1"}},{"city":"SYDNEY","country":"Australia","postalCode":"2000","street":"39 MARTIN PLACE, THE COMMONS","display":{"city":"SYDNEY","region":null,"postalCode":"2000","ruleVersion":"office-display-1"}},{"city":"MELBOURNE","country":"Australia","postalCode":"3004","street":"380 ST KILDO ROAD, LEVEL 14","display":{"city":"MELBOURNE","region":null,"postalCode":"3004","ruleVersion":"office-display-1"}},{"city":"TORONTO","country":"Canada","postalCode":"M5H 0B6","street":"302 BAY STREET, SUITE 1203-2","display":{"city":"TORONTO","region":null,"postalCode":"M5H 0B6","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"5 Revere Drive, Suite 206","city":"Northbrook","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"280 Park Ave","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-509-1100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Asset-Based Loans"}],"privateFunds":0},"sources":{"adv1FilingDate":"2 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300222/PDF/300222.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does Hilco Investment Advisors offer?","answer":"Hilco Investment Advisors provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Hilco Investment Advisors have?","answer":"Hilco Investment Advisors has 0 investment adviser representatives registered with state securities authorities, out of 160 employees, and 44 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hilco Investment Advisors invest in?","answer":"At the end of its last fiscal year, Hilco Investment Advisors’ separately managed accounts held 100% other. The 100% other category is described as: Asset-Based Loans.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hilco Investment Advisors?","answer":"Hilco Investment Advisors is owned through a chain of holding companies by Orix Corporation. Its direct owner is Hilco Trading, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hilco Investment Advisors get paid?","answer":"Hilco Investment Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hilco Investment Advisors?","answer":"Hilco Investment Advisors’ main office is at 5 Revere Drive, Suite 206, Northbrook, IL 60062-1568. Its phone number is 847-509-1100.","source":"Form ADV Part 1A, Item 1.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}