{"url":"https://nivawealth.com/firms/hickory-wealth-management-298475","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298475","regulatoryAum":126543180,"crd":"298475","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6634712","suffix":null,"lastName":"GREER","firstName":"TANNER","middleName":"WAYNE"},{"crd":"2457350","suffix":null,"lastName":"PLACKEMEIER","firstName":"ROGER","middleName":"DANIEL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-20","regulatoryAum":107217698,"clients":192,"employees":4,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":126543180,"clients":209,"employees":4,"offices":1}],"secFileNumber":"801-132481","legalName":"Hickory Wealth Management, LLC","displayName":"Hickory Wealth Management","slug":"hickory-wealth-management-298475","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1334 E. 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Kingsley, #C","city":"Springfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"417-306-9891","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. state and local bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298475/PDF/298475.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020896","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hickory Wealth Management have?","answer":"Hickory Wealth Management has 209 clients and manages $127 million for them, as of March 2026. They include 161 individual clients and 48 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hickory Wealth Management offer?","answer":"Hickory Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hickory Wealth Management charge?","answer":"Hickory Wealth Management charges up to 1.00% a year for its Wrap Asset Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hickory Wealth Management use?","answer":"Hickory Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $120M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hickory Wealth Management have?","answer":"Hickory Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hickory Wealth Management invest in?","answer":"At the end of its last fiscal year, Hickory Wealth Management’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds, 8% exchange-traded equities and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hickory Wealth Management?","answer":"Hickory Wealth Management’s direct owners are Tanner Greer (50% to 75%) and Roger Plackemeier (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hickory Wealth Management get paid?","answer":"Hickory Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hickory Wealth Management?","answer":"Hickory Wealth Management’s main office is at 1334 E. Kingsley, #C, Springfield, MO 65804. Its phone number is 417-306-9891.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}