{"url":"https://nivawealth.com/firms/hh-capital-management-310147","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310147","regulatoryAum":851400000,"crd":"310147","history":[{"filedOn":"2021-03-29","regulatoryAum":651101254,"clients":1,"employees":1,"offices":1},{"filedOn":"2022-03-24","regulatoryAum":724103158,"clients":1,"employees":1,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":792619480,"clients":1,"employees":1,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":825539718,"clients":1,"employees":1,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":848081187,"clients":1,"employees":1,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":851400000,"clients":1,"employees":1,"offices":1}],"secFileNumber":"801-119917","legalName":"HH Capital Management, Inc.","displayName":"HH Capital Management","slug":"hh-capital-management-310147","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1601 Pacific Cost Highway, Suite 290","city":"Hermosa Beach","state":"CA","stateName":"California","country":"United States","postalCode":"90254"},"tradeNames":[],"registration":{"secApproved":"4 December 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":851400000,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":851400000,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other","clients":1,"fewerThan5":true,"regulatoryAum":851400000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"HH Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Farrace","title":"President, Chief Compliance Officer","crd":"3105706"}],"ownership":[{"label":"John Farrace","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since February 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1601 Pacific Cost Highway, Suite 290","city":"Hermosa Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-328-0169","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Non-exchange-traded equity securities","percent":14},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":36},{"label":"Other","percent":44,"detail":"Private Real Estate and Debt Investments."}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310147/PDF/310147.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HH Capital Management have?","answer":"HH Capital Management has 1 client and manages $851 million for them, as of March 2026. They include 1 other client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HH Capital Management offer?","answer":"HH Capital Management provides financial planning and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does HH Capital Management have?","answer":"HH Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HH Capital Management invest in?","answer":"At the end of its last fiscal year, HH Capital Management’s separately managed accounts held 44% other, 36% cash and equivalents, 14% non-exchange-traded equities and 5% pooled vehicles (private funds and similar). The 44% other category is described as: Private Real Estate and Debt Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HH Capital Management?","answer":"HH Capital Management’s direct owner is John Farrace (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HH Capital Management get paid?","answer":"HH Capital Management is paid through fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact HH Capital Management?","answer":"HH Capital Management’s main office is at 1601 Pacific Cost Highway, Suite 290, Hermosa Beach, CA 90254. Its phone number is 917-328-0169.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}