{"url":"https://nivawealth.com/firms/hggc-145684","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145684","regulatoryAum":10836694172,"crd":"145684","secFileNumber":"801-68565","legalName":"HGGC, LLC","displayName":"HGGC","website":"https://www.hggc.com/","linkedinUrl":"https://www.linkedin.com/company/hggc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1950 University Avenue, Suite 350","city":"Palo Alto","state":"CA","stateName":"California","country":"United States","postalCode":"94303"},"tradeNames":[],"registration":{"secApproved":"26 November 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":57,"advisory":39,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10632016810,"discretionaryAccounts":23,"nonDiscretionary":204677362,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":77,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":26,"regulatoryAum":10836694172}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"HGGC has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Richard Lawson","title":"Managing Partner, Chief Executive Officer, and Co-Founder","crd":"2378822"},{"name":"Neil White","title":"Managing Partner and President","crd":"7493770"},{"name":"Cecilia Kwan","title":"Chief Financial Officer","crd":"6385987"},{"name":"Rachel Stock","title":"General Counsel and Chief Compliance Officer","crd":"7938122"},{"name":"David Chung","title":"Managing Partner and Co-Chief Investment Officer","crd":"1982770"},{"name":"William Conrad","title":"Managing Partner","crd":"5381956"},{"name":"Steven Leistner","title":"Managing Partner and Co-Chief Investment Officer","crd":"5430302"},{"name":"Jon Young","title":"Managing Partner, Chairman, and Co-Founder","crd":"4624234"}],"ownership":[{"label":"HGGC Manager Holdings, L.P.","detail":"Member class b in the 75% or more ownership band and a control person, since March 2019."},{"label":"HGGC Senior Management Holdings, L.P.","detail":"Indirect owner: a limited partner of HGGC Manager Holdings, L.P. in the 75% or more band and a control person, since March 2019.","parent":"HGGC Manager Holdings, L.P."},{"label":"HGGC Holdings, LLC","detail":"Indirect owner: general partner of HGGC Manager Holdings, L.P. and a control person, since March 2019. Also general partner of HGGC Senior Management Holdings, L.P. and a control person, since March 2019.","parent":"HGGC Manager Holdings, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1950 University Avenue, Suite 350","city":"Palo Alto","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-321-4910","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":26},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145684/PDF/145684.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HGGC have?","answer":"HGGC has 26 clients and manages $10.8 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HGGC offer?","answer":"HGGC provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does HGGC have?","answer":"HGGC has 0 investment adviser representatives registered with state securities authorities, out of 57 employees, and 39 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HGGC?","answer":"HGGC is owned through a holding company by HGGC Senior Management Holdings, L.P. Its direct owner is HGGC Manager Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HGGC get paid?","answer":"HGGC is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}