{"url":"https://nivawealth.com/firms/hfg-wealth-management-148406","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148406","regulatoryAum":505616927,"crd":"148406","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1483362","suffix":null,"lastName":"HARVEY","firstName":"LARRY","middleName":"ARLEN"},{"crd":"6906351","suffix":null,"lastName":"Harvey","firstName":"Matthew","middleName":"Thomas"},{"crd":"8268556","suffix":null,"lastName":"Stevens","firstName":"Nicholas","middleName":"Adam"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":449272785,"clients":341,"employees":11,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":525794823,"clients":1274,"employees":9,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":403811040,"clients":1379,"employees":12,"offices":2},{"filedOn":"2024-04-23","regulatoryAum":406119064,"clients":1386,"employees":12,"offices":2},{"filedOn":"2025-03-07","regulatoryAum":460740848,"clients":435,"employees":7,"offices":3},{"filedOn":"2026-09-23","regulatoryAum":505616927,"clients":442,"employees":5,"offices":2}],"secFileNumber":"801-69751","legalName":"HFG 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They include 255 individual clients, 174 high-net-worth individuals and 7 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HFG Wealth Management offer?","answer":"HFG Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does HFG Wealth Management charge?","answer":"HFG Wealth Management charges 0.50%–2.00% for its Comprehensive Wealth Management. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and has a $15,000 annual minimum.","source":"HFG WEALTH MANAGEMENT, LLC ADV PART 2A, filed 23 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does HFG Wealth Management use?","answer":"HFG Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $449M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HFG Wealth Management have?","answer":"HFG Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HFG Wealth Management invest in?","answer":"At the end of its last fiscal year, HFG Wealth Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 2% exchange-traded equities and 2% other. The 2% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HFG Wealth Management?","answer":"HFG Wealth Management’s direct owner is Larry Harvey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HFG Wealth Management get paid?","answer":"HFG Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact HFG Wealth Management?","answer":"HFG Wealth Management’s main office is at 1790 Hughes Landing BLVD, Suite 575, The Woodlands, TX 77380. 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Its website is hfgwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/hfg-wealth-management-148406/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2027836/000121465926010014/0001214659-26-010014-index.html","totalValue":99435101,"positionCount":42,"top10Share":0.6066716018119195,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EQUITY ETF","cusip":"25434V617","value":8605630,"shares":103945,"shareType":"SH","priorValue":9878851,"priorShares":133896},{"issuer":"INNOVATOR ETFS TRUST","titleOfClass":"INTRNL DEV APRL","cusip":"45782C367","value":8028888,"shares":241761,"shareType":"SH","priorValue":14999008,"priorShares":473603},{"issuer":"INNOVATOR ETFS TRUST","titleOfClass":"NASDAQ 100  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ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}