{"url":"https://nivawealth.com/firms/hfg-advisors-316446","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/316446","regulatoryAum":113419403,"crd":"316446","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7620711","suffix":null,"lastName":"Beaumont","firstName":"Cody","middleName":"Alan"},{"crd":"7623607","suffix":null,"lastName":"EDER","firstName":"PRESTON","middleName":"CHARLES"},{"crd":"8169270","suffix":null,"lastName":"Pearson","firstName":"Robert","middleName":"Tyler"},{"crd":"4728007","suffix":null,"lastName":"PRIME","firstName":"RICK","middleName":null},{"crd":"4542803","suffix":null,"lastName":"RUSSELL","firstName":"GARRICK","middleName":"MICHAEL"},{"crd":"5986075","suffix":null,"lastName":"WANG","firstName":"WILLIAM","middleName":"TING HSIANG"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-22","regulatoryAum":270964944,"clients":141,"employees":6,"offices":3},{"filedOn":"2023-06-08","regulatoryAum":253679375,"clients":122,"employees":8,"offices":3},{"filedOn":"2024-03-16","regulatoryAum":250160836,"clients":137,"employees":7,"offices":3},{"filedOn":"2025-03-20","regulatoryAum":221379574,"clients":133,"employees":7,"offices":3},{"filedOn":"2026-03-16","regulatoryAum":113419403,"clients":133,"employees":7,"offices":3}],"secFileNumber":"801-123046","legalName":"HFG Advisors, Inc.","displayName":"HFG Advisors","slug":"hfg-advisors-316446","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"8131 W. Grandridge BLVD, Suite 1","city":"Kennewick","state":"WA","stateName":"Washington","country":"United States","postalCode":"99336"},"tradeNames":["HFG Advisors"],"registration":{"secApproved":"13 January 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":849522.4135338346,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":113419403,"discretionary":113175443,"discretionaryAccounts":358,"nonDiscretionary":243960,"nonDiscretionaryAccounts":4,"wrapProgram":51330476,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":100,"regulatoryAum":33980545},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":79005936},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":432922}],"feePrograms":[{"role":"other","program":"ERISA plan services","summary":"ERISA plan fees are a maximum annual fee of 1% of plan assets or a maximum flat fee of $25,000, depending on the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","versionId":1019335,"submittedOn":"2026-03-16","documentName":"HFG ADV PART 2A AND 2B"},{"role":"other","program":"One-time financial planning","summary":"One-time financial planning is billed at $250 an hour or as a flat fee of $2,000 to $5,000, with an estimate given before the work starts.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","versionId":1019335,"submittedOn":"2026-03-16","documentName":"HFG ADV PART 2A AND 2B"},{"role":"other","program":"Ongoing financial planning consulting","summary":"Ongoing consulting fees range from $75 to $2,500 per month or per quarter, depending on scope and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","versionId":1019335,"submittedOn":"2026-03-16","documentName":"HFG ADV PART 2A AND 2B"},{"role":"other","program":"Tax preparation","summary":"Tax return preparation is billed on completion: individual returns $500 to $1,500, trust returns $400 to $1,000, business returns $500 to $2,000 and estate returns $850 to $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","versionId":1019335,"submittedOn":"2026-03-16","documentName":"HFG ADV PART 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:03:33.99244+00:00","documents":[{"name":"HFG ADV PART 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","versionId":1019335,"submittedOn":"2026-03-16"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019336","versionId":1019336,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":112912050}],"custodyNote":"HFG Advisors has custody of client assets.","leadership":[{"name":"William Wang","title":"President","crd":"5986075"},{"name":"Drew Westermeyer","title":"Chief Compliance Officer","crd":"7568805"}],"ownership":[{"label":"HFG Trust, LLC","detail":"Owner in the 75% or more ownership band and a control person, since April 2021."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2936 Domingo Avenue","city":"Berkeley"}]},{"state":"Oregon","offices":1,"addresses":[{"street":"727 Se Cass Avenue","city":"Roseburg"}]},{"state":"Washington","offices":1,"addresses":[{"street":"8131 W. Grandridge BLVD, Suite 1","city":"Kennewick","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"509-735-7507","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":86},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/316446/PDF/316446.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019335","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HFG Advisors have?","answer":"HFG Advisors has 133 clients and manages $113 million for them, as of March 2026. They include 100 individual clients and 33 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HFG Advisors offer?","answer":"HFG Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does HFG Advisors use?","answer":"HFG Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $113M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HFG Advisors have?","answer":"HFG Advisors has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HFG Advisors invest in?","answer":"At the end of its last fiscal year, HFG Advisors’ separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 3% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HFG Advisors?","answer":"HFG Advisors’ direct owner is HFG Trust, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HFG Advisors get paid?","answer":"HFG Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is HFG Advisors registered with the SEC?","answer":"Yes, HFG Advisors has been registered with the SEC as an investment adviser since 13 January 2022. Its CRD number is 316446 and its SEC file number is 801-123046.","source":"Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact HFG Advisors?","answer":"HFG Advisors’ main office is at 8131 W. Grandridge BLVD, Suite 1, Kennewick, WA 99336. Its phone number is 509-735-7507.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}