{"url":"https://nivawealth.com/firms/hermes-investment-management-limited-153104","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/153104","regulatoryAum":24786291713,"crd":"153104","secFileNumber":"801-71218","legalName":"Hermes Investment Management Limited","displayName":"Hermes Investment Management Limited","website":"https://www.hermes-investment.com","linkedinUrl":"https://www.linkedin.com/company/federatedhermeslimited","founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"150 Cheapside","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2V 6ET"},"tradeNames":[],"registration":{"secApproved":"5 April 2010","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":422,"advisory":109,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":24473011960,"discretionaryAccounts":56,"nonDiscretionary":313279753,"nonDiscretionaryAccounts":5,"wrapProgram":150059986,"nonUsClientsPct":82,"nonAumClients":5},"clientTypes":[{"label":"Banking or thrift institutions","clients":4,"regulatoryAum":600801754},{"label":"Investment companies","clients":3,"regulatoryAum":267770918},{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":14101847479},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":4436277256},{"label":"Charitable organizations","clients":3,"regulatoryAum":302482223},{"label":"Other investment advisers","clients":14,"regulatoryAum":1600711779},{"label":"Insurance companies","clients":2,"regulatoryAum":3127345498},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":349054806}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Hermes Investment Management Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Saker Nusseibeh","title":"Director, Chief Executive Officer","crd":"4354094"},{"name":"David Fitzharris","title":"Chief Compliance Officer","crd":"4957434"},{"name":"Gregory Dulski","title":"Director","crd":"5023811"},{"name":"Richard Novak","title":"Treasurer","crd":"2901271"}],"ownership":[{"label":"Federated Hermes Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since February 1995."},{"label":"Federated Holdings (uk) II Limited","detail":"Indirect owner: a shareholder of Federated Hermes Limited in the 75% or more band and a control person, since August 2021.","parent":"Federated Hermes Limited"},{"label":"Federated International Holdings B.V.","detail":"Indirect owner: a shareholder of Federated Holdings (uk) II Limited in the 75% or more band and a control person, since July 2018.","parent":"Federated Holdings (uk) II Limited"},{"label":"Fii Holdings Inc","detail":"Indirect owner: a shareholder of Federated International Holdings B.V. in the 75% or more band and a control person, since December 1998.","parent":"Federated International Holdings B.V."},{"label":"Federated Hermes Inc","detail":"Indirect owner: a shareholder of Fii Holdings Inc in the 75% or more band and a control person, since March 1983.","parent":"Fii Holdings Inc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442077020888","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"Investment grade corporate bonds","percent":7},{"label":"Non-investment grade corporate bonds","percent":12},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/153104/PDF/153104.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hermes Investment Management Limited have?","answer":"Hermes Investment Management Limited has 61 clients and manages $24.8 billion for them, as of March 2026. They include 19 pooled investment vehicles, 15 pension and profit-sharing plans and 14 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hermes Investment Management Limited offer?","answer":"Hermes Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Hermes Investment Management Limited have?","answer":"Hermes Investment Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 422 employees, and 109 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hermes Investment Management Limited invest in?","answer":"At the end of its last fiscal year, Hermes Investment Management Limited’s separately managed accounts held 76% exchange-traded equities, 12% high-yield corporate bonds, 7% investment grade corporate bonds and 5% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hermes Investment Management Limited?","answer":"Hermes Investment Management Limited is owned through a chain of holding companies by Federated Hermes Inc. Its direct owner is Federated Hermes Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hermes Investment Management Limited get paid?","answer":"Hermes Investment Management Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}