{"url":"https://nivawealth.com/firms/heritage-haus-wealth-partners-342736","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342736","regulatoryAum":241051249,"crd":"342736","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7337038","suffix":null,"lastName":"Friesenhahn","firstName":"Tanner","middleName":"J."},{"crd":"6742148","suffix":null,"lastName":"Gaona","firstName":"Michael","middleName":"Francisco"},{"crd":"5497663","suffix":null,"lastName":"Srulowitz","firstName":"Michael","middleName":"Samuel"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136481","legalName":"Heritage Haus Wealth Partners LLC","displayName":"Heritage Haus Wealth Partners","slug":"heritage-haus-wealth-partners-342736","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/heritage-haus-wealth-partners","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1176 N. 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Business Ih 35","city":"New Braunfels","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"830-316-3590","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":65},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342736/PDF/342736.pdf","brochureDate":"5 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060130","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Heritage Haus Wealth Partners have?","answer":"Heritage Haus Wealth Partners has 533 clients and manages $241 million for them, as of September 2026. They include 500 individual clients and 33 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Heritage Haus Wealth Partners offer?","answer":"Heritage Haus Wealth Partners provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Heritage Haus Wealth Partners charge?","answer":"Heritage Haus Wealth Partners charges 0.90%–1.20% a year for its Wealth Management. The fee is billed in arrears, is negotiable and has a $2,000 annual minimum.","source":"HERITAGE HAUS WEALTH PARTNERS LLC ADV 2, filed 5 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Heritage Haus Wealth Partners use?","answer":"Heritage Haus Wealth Partners’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $241M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Heritage Haus Wealth Partners have?","answer":"Heritage Haus Wealth Partners has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Heritage Haus Wealth Partners invest in?","answer":"At the end of its last fiscal year, Heritage Haus Wealth Partners’ separately managed accounts held 65% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Heritage Haus Wealth Partners?","answer":"Heritage Haus Wealth Partners’ direct owners are Michael Srulowitz (50% to 75%) and Michael Gaona (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Heritage Haus Wealth Partners get paid?","answer":"Heritage Haus Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Heritage Haus Wealth Partners?","answer":"Heritage Haus Wealth Partners’ main office is at 1176 N. Business Ih 35, New Braunfels, TX 78130. Its phone number is 830-316-3590.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}