{"url":"https://nivawealth.com/firms/henry-h-armstrong-associates-105510","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105510","regulatoryAum":1231153237,"crd":"105510","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4365995","suffix":"MR.","lastName":"ARMSTRONG","firstName":"JAMES","middleName":"MCKAY"},{"crd":"5736248","suffix":null,"lastName":"EBERHART","firstName":"PETER","middleName":"D"},{"crd":"4446122","suffix":null,"lastName":"SCHOLL","firstName":"ADAM","middleName":"P"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-30","regulatoryAum":857182495,"clients":142,"employees":5,"offices":1},{"filedOn":"2022-07-01","regulatoryAum":1055257923,"clients":144,"employees":5,"offices":1},{"filedOn":"2023-03-06","regulatoryAum":902996113,"clients":142,"employees":5,"offices":1},{"filedOn":"2024-02-23","regulatoryAum":1064772153,"clients":146,"employees":5,"offices":1},{"filedOn":"2025-02-26","regulatoryAum":1143301792,"clients":139,"employees":5,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":1231153237,"clients":141,"employees":5,"offices":1}],"acquisitions":[{"date":"2020-09-14","datePrecision":"day","name":"C.S. McKee","crd":"119167","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/119167"}],"secFileNumber":"801-19548","legalName":"Henry H. Armstrong Associates, Inc.","displayName":"Henry H. Armstrong Associates","slug":"henry-h-armstrong-associates-105510","website":"https://henryarmstrong.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/105510/bf9d6c32af08bd13-r1.webp","tone":"light","width":899,"height":200,"sourceUrl":"https://henryarmstrong.com/","sourceLabel":"Henry H. Armstrong Associates, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"One Gateway Center, 420 FT. Duquesne BLVD, Ste 1425","city":"Pittsburgh","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15222"},"tradeNames":[],"registration":{"secApproved":"29 July 1983","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":8647481.4964539,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1231153237,"discretionary":1231153237,"discretionaryAccounts":530,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":28,"regulatoryAum":11322044},{"label":"High-net-worth individuals","clients":113,"regulatoryAum":1207972847},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":11858346}],"feePrograms":[{"role":"main","program":"Standard fee schedule","feeBasis":"marginal","fee_tiers":[{"to":5000000,"pct":1,"from":0},{"to":10000000,"pct":0.9,"from":5000000},{"to":15000000,"pct":0.8,"from":10000000},{"to":null,"pct":0.7,"from":15000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010710","versionId":1010710,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-20","documentName":"FIRM BROCHURE ADV PART 2A","fee_rate_low":0.7,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":2000000,"feeMinimumPeriod":"annual","fee_minimum_annual":20000}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T03:57:30.776417+00:00","documents":[{"name":"FIRM BROCHURE ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010710","versionId":1010710,"submittedOn":"2026-02-20"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":525547460},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":610206262}],"custodyNote":"Henry H. Armstrong Associates has custody of $528M in client assets for 67 clients.","leadership":[{"name":"James Armstrong","title":"President","crd":"4365995"},{"name":"Adam Scholl","title":"Senior Vice President","crd":"4446122"},{"name":"Peter Eberhart","title":"Managing Director / Chief Compliance Officer","crd":"5736248"}],"ownership":[{"label":"James Armstrong","detail":"President in the 75% or more ownership band and a control person, since January 1998."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"One Gateway Center, 420 FT. Duquesne BLVD, Ste 1425","city":"Pittsburgh","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"412-471-1551","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":88},{"label":"U.S. government/agency bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105510/PDF/105510.pdf","brochureDate":"20 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010710","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Henry H. Armstrong Associates have?","answer":"Henry H. Armstrong Associates has 141 clients and manages $1.23 billion for them, as of March 2026. They include 113 high-net-worth individuals and 28 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Henry H. Armstrong Associates offer?","answer":"Henry H. Armstrong Associates provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Henry H. Armstrong Associates charge?","answer":"Henry H. Armstrong Associates charges 0.70%–1.00% a year for its Standard fee schedule. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $20,000 annual minimum and requires an account of at least $2,000,000.","source":"FIRM BROCHURE ADV PART 2A, filed 20 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Henry H. Armstrong Associates use?","answer":"Henry H. Armstrong Associates’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $610M and Charles Schwab & Co., Inc. (Orlando, FL), with $526M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Henry H. Armstrong Associates have?","answer":"Henry H. Armstrong Associates has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Henry H. Armstrong Associates invest in?","answer":"At the end of its last fiscal year, Henry H. Armstrong Associates’ separately managed accounts held 88% exchange-traded equities, 7% cash and equivalents, 3% U.S. government and agency bonds, 1% registered funds (mutual funds, ETFs, BDCs) and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Henry H. Armstrong Associates have a minimum investment?","answer":"Yes, Henry H. Armstrong Associates’ minimum account size for its Standard fee schedule is $2M. It charges a $20K annual minimum fee.","source":"FIRM BROCHURE ADV PART 2A, filed 20 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Henry H. Armstrong Associates?","answer":"Henry H. Armstrong Associates’ direct owner is James Armstrong (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Henry H. Armstrong Associates get paid?","answer":"Henry H. Armstrong Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Henry H. Armstrong Associates registered with the SEC?","answer":"Yes, Henry H. Armstrong Associates has been registered with the SEC as an investment adviser since 29 July 1983. Its CRD number is 105510 and its SEC file number is 801-19548.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Henry H. Armstrong Associates?","answer":"Henry H. Armstrong Associates’ main office is at One Gateway Center, 420 FT. Duquesne BLVD, Ste 1425, Pittsburgh, PA 15222. Its phone number is 412-471-1551. Its website is henryarmstrong.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}