{"url":"https://nivawealth.com/firms/heitman-capital-management-105480","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105480","regulatoryAum":6086474489,"crd":"105480","history":[{"filedOn":"2021-07-27","regulatoryAum":5208031495,"clients":6,"employees":253,"offices":3},{"filedOn":"2022-05-19","regulatoryAum":7344587721,"clients":7,"employees":263,"offices":3},{"filedOn":"2023-04-24","regulatoryAum":7970492559,"clients":6,"employees":280,"offices":3},{"filedOn":"2024-03-27","regulatoryAum":8597401634,"clients":8,"employees":294,"offices":9},{"filedOn":"2025-03-27","regulatoryAum":8394583035,"clients":23,"employees":284,"offices":10},{"filedOn":"2026-03-27","regulatoryAum":6086474489,"clients":29,"employees":280,"offices":10}],"secFileNumber":"801-15473","legalName":"Heitman Capital Management LLC","displayName":"Heitman Capital Management","slug":"heitman-capital-management-105480","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Iowa limited liability company","fiscalYearEnd":"December","headquarters":{"street":"110 N. Wacker Drive, Suite 4000","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606"},"tradeNames":[],"registration":{"secApproved":"3 September 1980","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":280,"advisory":184,"brokerDealerReps":14,"insuranceAgents":0,"promoters":4},"aum":{"regulatory":6086474489,"discretionary":5172024728,"discretionaryAccounts":10,"nonDiscretionary":914449761,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":24,"nonAumClients":17},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"fewerThan5":true,"regulatoryAum":0},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":4888240736},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":0},{"label":"State or municipal government entities","clients":12,"regulatoryAum":541835499},{"label":"Sovereign wealth funds and foreign official 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Keane","title":"Executive Vice President","crd":"4643485"},{"name":"Thomas Kelly","title":"Executive Vice President","crd":"7530078"},{"name":"Amy Krass","title":"Executive Vice President, Assistant Portfolio Manager","crd":"8238212"},{"name":"Gregory Leadholm","title":"Executive Vice President","crd":"5334360"},{"name":"Jonathan Lindell","title":"Executive Vice President","crd":"4408045"},{"name":"David Maki","title":"Executive Vice President","crd":"6287632"},{"name":"Maury Tognarelli","title":"Manager, and President","crd":"4340382"},{"name":"Michael Trench","title":"Executive Vice President, Co-Portfolio Manager","crd":"7895283"},{"name":"Lawrence Christensen","title":"Manager, Chief Financial Officer, Treasurer & Assistant Secretary","crd":"6215889"},{"name":"Christopher Shapley","title":"Chief Compliance Officer","crd":"6392914"},{"name":"Maiko Adachi","title":"Managing Director & Co-Head of Global Investment Research","crd":"5772681"},{"name":"Jeffrey Bingham","title":"Managing Director & Co-Head of Global Investment Research","crd":"4505818"},{"name":"Dwight Fawcett","title":"Managing Director","crd":"4340347"},{"name":"Thomas McCarthy","title":"Manager, Senior Managing Director, and Secretary","crd":"2540415"},{"name":"Brian Pieracci","title":"Managing Director, Head of Private Equity North America","crd":"6631704"},{"name":"Timothy Podboy","title":"Managing Director","crd":"7246110"},{"name":"Anthony Stamato","title":"Senior Managing Director, Chief Legal Officer","crd":"6781086"}],"ownership":[{"label":"Heitman LLC","detail":"Sole member of heitman capital management llc in the 75% or more ownership band and a control person, since July 1980."},{"label":"Ke I LLC","detail":"Indirect owner: a member of heitman llc of Heitman LLC in the 75% or more band and a control person, since January 1999.","parent":"Heitman LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":9,"privateResidences":0},"listedOfficeAddresses":10,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"W1S 1YQ","street":"8 HANOVER STREET","display":{"city":"LONDON","region":null,"postalCode":"W1S 1YQ","ruleVersion":"office-display-1"}},{"city":"FRANKFURT","country":"Germany","postalCode":"60323","street":"WOHLERSTRASSE 8-10","display":{"city":"FRANKFURT","region":null,"postalCode":"60323","ruleVersion":"office-display-1"}},{"city":"CHIYODA-KU TOKYO","country":"Japan","postalCode":"100-0006","street":"HIBIYA MITSUI TOWER, 33F","display":{"city":"CHIYODA-KU TOKYO","region":null,"postalCode":"100-0006","ruleVersion":"office-display-1"}},{"city":"CENTRAL","country":"Hong Kong","postalCode":null,"street":"10/F LHT TOWER","display":{"city":"CENTRAL","region":null,"postalCode":null,"ruleVersion":"office-display-1"}},{"city":"JUNG-GU, SEOUL","country":"Korea, South","postalCode":"04520","street":"21/F SEOUL FINANCE CENTER","display":{"city":"JUNG-GU, SEOUL","region":null,"postalCode":"04520","ruleVersion":"office-display-1"}},{"city":"MELBOURNE","country":"Australia","postalCode":"VIC 3000","street":"L27, 101 COLLINS STREET","display":{"city":"MELBOURNE","region":null,"postalCode":"VIC 3000","ruleVersion":"office-display-1"}},{"city":"LUXEMBOURG","country":"Luxembourg","postalCode":null,"street":"4 BOULEVARD ROYAL","display":{"city":"LUXEMBOURG","region":null,"postalCode":null,"ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2029 Century Park East","city":"Los Angeles"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"110 N. Wacker Drive, Suite 4000","city":"Chicago","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"12 East 49th Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-855-5700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Debt and Real Estate Co-Investment"}],"privateFunds":5},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105480/PDF/105480.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Heitman Capital Management have?","answer":"Heitman Capital Management has 29 clients and manages $6.09 billion for them, as of March 2026. They include 12 state or municipal government entities, 10 pooled investment vehicles, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Heitman Capital Management offer?","answer":"Heitman Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Heitman Capital Management have?","answer":"Heitman Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 280 employees, and 184 perform investment advisory functions. 14 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Heitman Capital Management invest in?","answer":"At the end of its last fiscal year, Heitman Capital Management’s separately managed accounts held 100% other. The 100% other category is described as: Debt and Real Estate Co-Investment. It advises 5 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Heitman Capital Management?","answer":"Heitman Capital Management is owned through a holding company by Ke I LLC. Its direct owner is Heitman LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Heitman Capital Management get paid?","answer":"Heitman Capital Management is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Heitman Capital Management?","answer":"Heitman Capital Management’s main office is at 110 N. Wacker Drive, Suite 4000, Chicago, IL 60606. Its phone number is 312-855-5700.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}