{"url":"https://nivawealth.com/firms/heisten-wrenn-private-wealth-315647","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315647","regulatoryAum":231786343,"crd":"315647","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5452103","suffix":null,"lastName":"HEISTEN","firstName":"CHRISTOPHER","middleName":"LEE"},{"crd":"7195106","suffix":null,"lastName":"WRENN","firstName":"WILLIAM","middleName":"KENNETH"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-07","regulatoryAum":114518018,"clients":120,"employees":3,"offices":1},{"filedOn":"2023-01-27","regulatoryAum":95569935,"clients":122,"employees":2,"offices":1},{"filedOn":"2024-02-13","regulatoryAum":124137768,"clients":138,"employees":3,"offices":1},{"filedOn":"2025-01-16","regulatoryAum":168715791,"clients":166,"employees":4,"offices":1},{"filedOn":"2026-05-14","regulatoryAum":231786343,"clients":224,"employees":3,"offices":1}],"secFileNumber":"801-122026","legalName":"Heisten Wrenn Private Wealth, LLC","displayName":"Heisten Wrenn Private Wealth","slug":"heisten-wrenn-private-wealth-315647","website":"https://heistenwrenn.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/heisten-financial-llc/about/","founded":"2021","organization":"Alaska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3150 C Street, Suite 225","city":"Anchorage","state":"AK","stateName":"Alaska","country":"United States","postalCode":"99503"},"tradeNames":[],"registration":{"secApproved":"6 August 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":955885.9861111111,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":231786343,"discretionary":231786343,"discretionaryAccounts":621,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":153,"regulatoryAum":37421773},{"label":"High-net-worth individuals","clients":63,"regulatoryAum":169049600},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":22865632},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2449338}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039873","versionId":1039873,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-01","documentName":"HEISTEN FINANCIAL ADV PART 2A","fee_rate_low":0.8,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Fixed fees for longer-term projects range from $2,500 to $5,000 per project; hourly fees range from $250 to $400 per hour; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039873","versionId":1039873,"submittedOn":"2026-04-01","documentName":"HEISTEN FINANCIAL ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:01:10.337608+00:00","documents":[{"name":"HEISTEN FINANCIAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039873","versionId":1039873,"submittedOn":"2026-04-01"}]},"custodians":[{"name":"Fidelity Investments","shortName":"Fidelity","location":"Boston, MA","smaAssets":197164876}],"custodyNote":"Heisten Wrenn Private Wealth has custody of $101M in client assets for 82 clients.","otherCustodians":[],"leadership":[{"name":"Christopher Heisten","title":"Managing Member/Chief Compliance Officer","crd":"5452103"},{"name":"William Wrenn","title":"Member","crd":"7195106"}],"ownership":[{"label":"Christopher Heisten","detail":"Managing member/chief compliance officer in the 50% to 75% ownership band and a control person, since June 2021."},{"label":"William Wrenn","detail":"Member in the 25% to 50% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Alaska","offices":1,"addresses":[{"street":"3150 C Street, Suite 225","city":"Anchorage","headquarters":true}]}],"brochureServices":["estate planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"907-222-6270","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"Securities issued by registered investment companies or business development companies","percent":35},{"label":"Cash and cash equivalents","percent":15},{"label":"Other","percent":5,"detail":"Private Debt & Equity Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"14 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315647/PDF/315647.pdf","brochureDate":"1 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039873","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Heisten Wrenn Private Wealth have?","answer":"Heisten Wrenn Private Wealth has 224 clients and manages $232 million for them, as of May 2026. They include 153 individual clients, 63 high-net-worth individuals, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Heisten Wrenn Private Wealth offer?","answer":"Heisten Wrenn Private Wealth provides financial planning, portfolio management for individuals and small businesses, and estate planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Heisten Wrenn Private Wealth charge?","answer":"Heisten Wrenn Private Wealth charges 0.80%–1.40% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"HEISTEN FINANCIAL ADV PART 2A, filed 1 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Heisten Wrenn Private Wealth use?","answer":"Heisten Wrenn Private Wealth’s separately managed account assets are held at Fidelity Investments (Boston, MA), with $197M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Heisten Wrenn Private Wealth have?","answer":"Heisten Wrenn Private Wealth has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Heisten Wrenn Private Wealth invest in?","answer":"At the end of its last fiscal year, Heisten Wrenn Private Wealth’s separately managed accounts held 45% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 5% other. The 5% other category is described as: Private Debt & Equity Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Heisten Wrenn Private Wealth?","answer":"Heisten Wrenn Private Wealth’s direct owners are Christopher Heisten (50% to 75%) and William Wrenn (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Heisten Wrenn Private Wealth get paid?","answer":"Heisten Wrenn Private Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Heisten Wrenn Private Wealth?","answer":"Heisten Wrenn Private Wealth’s main office is at 3150 C Street, Suite 225, Anchorage, AK 99503. Its phone number is 907-222-6270. Its website is heistenwrenn.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}