{"url":"https://nivawealth.com/firms/healthequity-advisors-167105","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167105","regulatoryAum":1994934966,"crd":"167105","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5037555","suffix":null,"lastName":"IVIE","firstName":"JAMES","middleName":"REX"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-30","regulatoryAum":820226175,"clients":78565,"employees":8,"offices":1},{"filedOn":"2022-03-18","regulatoryAum":1053349898,"clients":96234,"employees":8,"offices":1},{"filedOn":"2023-05-12","regulatoryAum":1069392062,"clients":102270,"employees":8,"offices":1},{"filedOn":"2024-04-26","regulatoryAum":1194434022,"clients":107327,"employees":8,"offices":1},{"filedOn":"2025-04-28","regulatoryAum":1508567990,"clients":133156,"employees":8,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":1994934966,"clients":178476,"employees":8,"offices":1}],"secFileNumber":"801-78001","legalName":"Healthequity Advisors, LLC","displayName":"HealthEquity Advisors","slug":"healthequity-advisors-167105","website":"https://healthequityadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"January","headquarters":{"street":"15 West Scenic Pointe Drive, Suite 100","city":"Draper","state":"UT","stateName":"Utah","country":"United States","postalCode":"84020"},"tradeNames":[],"registration":{"secApproved":"26 April 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Director","crd":"5037555"},{"name":"James Lucania","title":"Member of the Board of Managers","crd":"4439239"},{"name":"Stephen Neeleman","title":"Member of the Board of Managers","crd":"6175029"}],"ownership":[{"label":"Healthequity, Inc.","detail":"Sole shareholder, manager in the 75% or more ownership band and a control person, since December 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"15 West Scenic Pointe Drive, Suite 100","city":"Draper","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-508-3248","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167105/PDF/167105.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026042","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HealthEquity Advisors have?","answer":"HealthEquity Advisors has 178,476 clients and manages $1.99 billion for them, as of March 2026. They include 178,476 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HealthEquity Advisors offer?","answer":"HealthEquity Advisors provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does HealthEquity Advisors charge?","answer":"HealthEquity Advisors charges 0.60% a year for its AutoPilot and GPS Programs. The whole portfolio is charged at the rate of its band. The fee is billed in arrears.","source":"HEALTHEQUITY ADVISORS, LLC PART 2 BROCHURE (MARCH 2026), filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does HealthEquity Advisors use?","answer":"HealthEquity Advisors’ separately managed account assets are held at Healthequity Trust Company (Draper, UT), with $1.99B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HealthEquity Advisors have?","answer":"HealthEquity Advisors has 1 investment adviser representative registered with state securities authorities, out of 8 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HealthEquity Advisors invest in?","answer":"At the end of its last fiscal year, HealthEquity Advisors’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HealthEquity Advisors?","answer":"HealthEquity Advisors’ direct owner is Healthequity, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HealthEquity Advisors get paid?","answer":"HealthEquity Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact HealthEquity Advisors?","answer":"HealthEquity Advisors’ main office is at 15 West Scenic Pointe Drive, Suite 100, Draper, UT 84020. Its phone number is 801-508-3248. Its website is healthequityadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}