{"url":"https://nivawealth.com/firms/hda-wealth-management-317346","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317346","regulatoryAum":159131344,"crd":"317346","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3157264","suffix":null,"lastName":"DUNHAM","firstName":"MICHAEL","middleName":"J"},{"crd":"2847301","suffix":null,"lastName":"KOLLAR","firstName":"MARK","middleName":"THOMAS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-31","regulatoryAum":102090000,"clients":341,"employees":2,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":119140000,"clients":427,"employees":2,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":159131344,"clients":543,"employees":2,"offices":1}],"secFileNumber":"801-130528","legalName":"Hda Wealth Management, LLC","displayName":"Hda Wealth 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team.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016416","versionId":1016416,"submittedOn":"2026-03-10","documentName":"ADV PART 2A-  HDA WEALTH MANAGEMENT, LLC"},{"role":"other","program":"Pension Consulting Services","summary":"Asset-based fee of 1.00% of all assets under management for pension consulting, withdrawn quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016416","versionId":1016416,"submittedOn":"2026-03-10","documentName":"ADV PART 2A-  HDA WEALTH MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:07:00.039409+00:00","documents":[{"name":"ADV PART 2A-  HDA WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016416","versionId":1016416,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Capital Group/American Funds","shortName":"Capital Group/American Funds","location":"Los Angeles, CA","smaAssets":2373000},{"name":"Charles Schwab","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":156458344}],"custodyNote":"Hda Wealth Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Dunham","title":"Owner, Chief Executive Officer and Managing Member","crd":"3157264"},{"name":"Mark Kollar","title":"Chief Compliance Officer and Managing Member","crd":"2847301"}],"ownership":[{"label":"Mark Kollar","detail":"Chief compliance officer and managing member in the 10% to 25% ownership band and a control person, since September 2021."},{"label":"Michael Dunham","detail":"Owner, chief executive officer and managing member in the 75% or more ownership band and a control person, since September 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"3298 Stones Throw Ave","city":"Poland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"330-980-0741","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":14},{"label":"Other","percent":10,"detail":"Certificates of Deposit"}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317346/PDF/317346.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016416","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hda Wealth Management have?","answer":"Hda Wealth Management has 543 clients and manages $159 million for them, as of March 2026. They include 501 individual clients, 39 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hda Wealth Management offer?","answer":"Hda Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hda Wealth Management charge?","answer":"Hda Wealth Management charges up to 1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A-  HDA WEALTH MANAGEMENT, LLC, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hda Wealth Management use?","answer":"Hda Wealth Management’s separately managed account assets are held at Charles Schwab (Westlake, TX), with $156M and Capital Group/American Funds (Los Angeles, CA), with $2.37M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hda Wealth Management have?","answer":"Hda Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hda Wealth Management invest in?","answer":"At the end of its last fiscal year, Hda Wealth Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 14% cash and equivalents, 10% other, 8% exchange-traded equities and 8% U.S. government and agency bonds. The 10% other category is described as: Certificates of Deposit.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hda Wealth Management?","answer":"Hda Wealth Management’s direct owners are Mark Kollar (10% to 25%) and Michael Dunham (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hda Wealth Management get paid?","answer":"Hda Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hda Wealth Management?","answer":"Hda Wealth Management’s main office is at 3298 Stones Throw Ave, Poland, OH 44514. Its phone number is 330-980-0741.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}