{"url":"https://nivawealth.com/firms/hd-money-167623","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167623","regulatoryAum":386124803,"crd":"167623","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5757493","suffix":null,"lastName":"DICKSON","firstName":"PHILLIP","middleName":"BRUCE"},{"crd":"6481690","suffix":"JR.","lastName":"DICKSON","firstName":"STUART","middleName":"KENNETH"},{"crd":"7333424","suffix":null,"lastName":"KAUFMANN","firstName":"GABRIEL","middleName":"ISAAC"},{"crd":"705094","suffix":null,"lastName":"KENNEDY","firstName":"MARK","middleName":"JOSEPH"},{"crd":"7187804","suffix":null,"lastName":"Pellegrino","firstName":"Thomas","middleName":"V"},{"crd":"8189456","suffix":null,"lastName":"Swain","firstName":"Brandin","middleName":"Lee"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-06","regulatoryAum":154127019,"clients":346,"employees":12,"offices":3},{"filedOn":"2023-07-31","regulatoryAum":160000000,"clients":620,"employees":8,"offices":3},{"filedOn":"2024-03-22","regulatoryAum":225890000,"clients":370,"employees":10,"offices":3},{"filedOn":"2025-07-09","regulatoryAum":294028000,"clients":471,"employees":10,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":386124803,"clients":484,"employees":12,"offices":2}],"secFileNumber":"801-125764","legalName":"HD Money, Inc.","displayName":"HD Money","slug":"hd-money-167623","website":"https://hdmoneyinc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2013","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"3322 Bee Ridge Road, Suite 200","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34239"},"tradeNames":[],"registration":{"secApproved":"31 May 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":797778.5185950414,"staff":{"employees":12,"advisory":4,"brokerDealerReps":0,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":386124803,"discretionary":386124803,"discretionaryAccounts":998,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":484,"regulatoryAum":386124803}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting is a fixed fee mutually agreed, generally from $250 to $5,000, due in full when the agreement is signed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037854","versionId":1037854,"submittedOn":"2026-03-31","documentName":"HD MONEY ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T09:49:51.997135+00:00","documents":[{"name":"HD MONEY ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037854","versionId":1037854,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":294028000}],"custodyNote":"HD Money does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Tarleton","title":"Chief Compliance Officer","crd":"1390864"},{"name":"Stuart Dickson","title":"Managing Member","crd":"6481690"},{"name":"Phillip Dickson","title":"Managing Member","crd":"5757493"}],"ownership":[{"label":"Stuart Dickson","detail":"Managing member in the 50% to 75% ownership band and a control person, since April 2015."},{"label":"Phillip Dickson","detail":"Managing member in the 50% to 75% ownership band and a control person, since January 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"3322 Bee Ridge Road, Suite 200","city":"Sarasota","headquarters":true},{"street":"360 Central Ave","city":"St. Petersburg"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-925-2121","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"1000","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167623/PDF/167623.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037854","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does HD Money have?","answer":"HD Money has 484 clients and manages $386 million for them, as of March 2026. They include 484 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does HD Money offer?","answer":"HD Money provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does HD Money use?","answer":"HD Money’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $294M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does HD Money have?","answer":"HD Money has 4 investment adviser representatives registered with state securities authorities, out of 12 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does HD Money invest in?","answer":"At the end of its last fiscal year, HD Money’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns HD Money?","answer":"HD Money’s direct owners are Stuart Dickson (50% to 75%) and Phillip Dickson (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does HD Money get paid?","answer":"HD Money is paid through a percentage of assets under management, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact HD Money?","answer":"HD Money’s main office is at 3322 Bee Ridge Road, Suite 200, Sarasota, FL 34239. Its phone number is 941-925-2121. Its website is hdmoneyinc.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}