{"url":"https://nivawealth.com/firms/haynie-wealth-management-305852","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305852","regulatoryAum":106642575,"crd":"305852","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6608130","suffix":null,"lastName":"Aluague","firstName":"Jason","middleName":"Antiquera"},{"crd":"7682446","suffix":null,"lastName":"Christensen","firstName":"Kent","middleName":"Michael"},{"crd":"7527915","suffix":null,"lastName":"Doman","firstName":"Mitchell","middleName":"James"},{"crd":"6126373","suffix":null,"lastName":"Ochoa","firstName":"Celina","middleName":"Anderza"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135227","legalName":"Haynie Wealth Management LLC","displayName":"Haynie Wealth Management","slug":"haynie-wealth-management-305852","website":"https://hayniewealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/305852/ff1f524492810b23-r1.webp","tone":"light","width":390,"height":200,"sourceUrl":"https://www.hayniewealth.com/","sourceLabel":"Haynie Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/haynie-wealth","founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1785 West 2320 South","city":"Salt Lake City","state":"UT","stateName":"Utah","country":"United States","postalCode":"84119"},"tradeNames":["Haynie Wealth"],"registration":{"secApproved":"17 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":683606.25,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":106642575,"discretionary":105388710,"discretionaryAccounts":563,"nonDiscretionary":1253865,"nonDiscretionaryAccounts":15,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":121,"regulatoryAum":30031708},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":76610867}],"feePrograms":[{"role":"other","program":"Employee Benefit Plan Services","summary":"Employee benefit plan fees are negotiable, based on plan assets, and not to exceed 2.00% of total plan assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045169","versionId":1045169,"submittedOn":"2026-05-14","documentName":"HAYNIE WEALTH FORM ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:27:51.347014+00:00","documents":[{"name":"HAYNIE WEALTH FORM ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045169","versionId":1045169,"submittedOn":"2026-05-14"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":104260133}],"custodyNote":"Haynie Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Celina Ochoa","title":"Chief Compliance Officer and Financial Advisor","crd":"6126373"},{"name":"Kent Christensen","title":"Owner and Tax Advisor","crd":"7682446"},{"name":"Mitchell Doman","title":"Financial Advisor","crd":"7527915"}],"ownership":[{"label":"Kent Christensen","detail":"Owner and tax advisor in the 75% or more ownership band and a control person, since February 2025."},{"label":"Mitchell Doman","detail":"Financial advisor in the 10% to 25% ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"8303 N. Mopac Expy","city":"Austin"}]},{"state":"Utah","offices":1,"addresses":[{"street":"1785 West 2320 South","city":"Salt Lake City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"512-537-8241","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"Non-exchange-traded equity securities","percent":14},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"14 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305852/PDF/305852.pdf","brochureDate":"14 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045169","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Haynie Wealth Management have?","answer":"Haynie Wealth Management has 156 clients and manages $107 million for them, as of May 2026. They include 121 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Haynie Wealth Management offer?","answer":"Haynie Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Haynie Wealth Management use?","answer":"Haynie Wealth Management’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $104M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Haynie Wealth Management have?","answer":"Haynie Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Haynie Wealth Management invest in?","answer":"At the end of its last fiscal year, Haynie Wealth Management’s separately managed accounts held 73% exchange-traded equities, 14% non-exchange-traded equities, 7% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Haynie Wealth Management?","answer":"Haynie Wealth Management’s direct owners are Kent Christensen (75% or more) and Mitchell Doman (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Haynie Wealth Management get paid?","answer":"Haynie Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Haynie Wealth Management?","answer":"Haynie Wealth Management’s main office is at 1785 West 2320 South, Salt Lake City, UT 84119. Its phone number is 512-537-8241. Its website is hayniewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}