{"url":"https://nivawealth.com/firms/hawkins-investment-counsel-134857","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134857","regulatoryAum":167807536,"crd":"134857","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3133180","suffix":null,"lastName":"HAWKINS","firstName":"MATTHEW","middleName":"WAYNE"},{"crd":"6998741","suffix":null,"lastName":"Morton","firstName":"Peter","middleName":null},{"crd":"1738219","suffix":null,"lastName":"MORTON","firstName":"THOMAS","middleName":"STALEY"},{"crd":"3268892","suffix":null,"lastName":"RYAN","firstName":"THOMAS","middleName":"PATRICK"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-04-09","regulatoryAum":124305408,"clients":81,"employees":1,"offices":2},{"filedOn":"2025-03-14","regulatoryAum":150833739,"clients":82,"employees":3,"offices":4},{"filedOn":"2026-03-30","regulatoryAum":167807536,"clients":98,"employees":3,"offices":4}],"secFileNumber":"801-129611","legalName":"Hawkins 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HNW)","clients":48,"regulatoryAum":17905498},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":149902038}],"feePrograms":[{"role":"main","program":"Investment management fee","feeBasis":"marginal","fee_tiers":[{"to":200000,"pct":2,"from":0},{"to":500000,"pct":1.5,"from":200000},{"to":null,"pct":1,"from":500000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033639","versionId":1033639,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"FORM ADV PART 2A","fee_rate_low":1,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting are billed at $400 per hour, negotiable, with the total hours agreed in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033639","versionId":1033639,"submittedOn":"2026-03-30","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:15:02.074651+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033639","versionId":1033639,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Vanguard Marketing Corporation","shortName":"Vanguard Marketing","location":"Malvern, PA","smaAssets":3060398},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":164366244},{"name":"Tiaa Cref Investment Management, LLC","shortName":"Tiaa Cref Investment Management","location":"New York, NY","smaAssets":380894}],"custodyNote":"Hawkins Investment Counsel does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Hawkins","title":"Managing Member / CCO","crd":"3133180"}],"ownership":[{"label":"Matthew Hawkins","detail":"Managing member / cco in the 75% or more ownership band and a control person, since March 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-536-2181","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":41},{"label":"U.S. government/agency bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134857/PDF/134857.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033639","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hawkins Investment Counsel have?","answer":"Hawkins Investment Counsel has 98 clients and manages $168 million for them, as of March 2026. They include 50 high-net-worth individuals and 48 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hawkins Investment Counsel offer?","answer":"Hawkins Investment Counsel provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hawkins Investment Counsel charge?","answer":"Hawkins Investment Counsel charges 1.00%–2.00% a year for its Investment management fee. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hawkins Investment Counsel use?","answer":"Hawkins Investment Counsel’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $164M, Vanguard Marketing Corporation (Malvern, PA), with $3.06M and Tiaa Cref Investment Management, LLC (New York, NY), with $381K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hawkins Investment Counsel have?","answer":"Hawkins Investment Counsel has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hawkins Investment Counsel invest in?","answer":"At the end of its last fiscal year, Hawkins Investment Counsel’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 4% cash and equivalents and 3% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hawkins Investment Counsel?","answer":"Hawkins Investment Counsel’s direct owner is Matthew Hawkins (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hawkins Investment Counsel get paid?","answer":"Hawkins Investment Counsel is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hawkins Investment Counsel?","answer":"Its phone number is 360-536-2181. Its website is hawkinscounsel.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}