{"url":"https://nivawealth.com/firms/hawke-financial-group-301733","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/301733","regulatoryAum":269566677,"crd":"301733","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4216010","suffix":null,"lastName":"BITTER","firstName":"GREG","middleName":"O."},{"crd":"4177415","suffix":null,"lastName":"HAWKE","firstName":"JASON","middleName":"STEVEN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-11","regulatoryAum":149677392,"clients":491,"employees":3,"offices":1},{"filedOn":"2022-04-25","regulatoryAum":158458266,"clients":660,"employees":3,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":183595782,"clients":596,"employees":3,"offices":1},{"filedOn":"2024-03-30","regulatoryAum":198314295,"clients":785,"employees":3,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":254279317,"clients":789,"employees":2,"offices":1},{"filedOn":"2026-04-03","regulatoryAum":269566677,"clients":571,"employees":2,"offices":1}],"secFileNumber":"801-116678","legalName":"Hawke Financial Group, LLC","displayName":"Hawke Financial Group","slug":"hawke-financial-group-301733","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Idaho limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2484 N Stokesberry Place, Suite 100","city":"Meridian","state":"ID","stateName":"Idaho","country":"United States","postalCode":"83646-6083"},"tradeNames":[],"registration":{"secApproved":"24 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":431233.1851179673,"staff":{"employees":2,"advisory":2,"brokerDealerReps":1,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":269566677,"discretionary":269566677,"discretionaryAccounts":1938,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":516,"regulatoryAum":178610169},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":58999316},{"label":"Corporations and other businesses","clients":20,"regulatoryAum":31957192}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040331","versionId":1040331,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-04-03","documentName":"HAWKE FINANCIAL ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting Services (Stand-Alone)","summary":"Stand-alone financial planning and consulting fees are negotiable, charged hourly at up to $300.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040331","versionId":1040331,"submittedOn":"2026-04-03","documentName":"HAWKE FINANCIAL ADV PART 2A"},{"role":"other","program":"Pension Consulting Services","summary":"Pension consulting fees are negotiable and generally up to 200 basis points of plan assets, or a fixed fee up to $50,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040331","versionId":1040331,"submittedOn":"2026-04-03","documentName":"HAWKE FINANCIAL ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:37:06.185282+00:00","documents":[{"name":"HAWKE FINANCIAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040331","versionId":1040331,"submittedOn":"2026-04-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"New York, NY","smaAssets":185520591}],"custodyNote":"Hawke Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Hawke","title":"President and CCO","crd":"4177415"}],"ownership":[{"label":"Jason Hawke","detail":"President and cco in the 75% or more ownership band and a control person, since February 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Idaho","offices":1,"addresses":[{"street":"2484 N Stokesberry Place, Suite 100","city":"Meridian","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"208-855-9400","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":47},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":5},{"label":"Non-investment grade corporate bonds","percent":10},{"label":"Derivatives","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":8},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":3,"detail":"Reit, Commodities"}],"privateFunds":0},"sources":{"adv1FilingDate":"3 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/301733/PDF/301733.pdf","brochureDate":"3 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040331","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hawke Financial Group have?","answer":"Hawke Financial Group has 571 clients and manages $270 million for them, as of April 2026. They include 516 individual clients, 35 high-net-worth individuals, and 20 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hawke Financial Group offer?","answer":"Hawke Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hawke Financial Group charge?","answer":"Hawke Financial Group charges up to 1.50% a year for its Investment Advisory Services. The fee is negotiable.","source":"HAWKE FINANCIAL ADV PART 2A, filed 3 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hawke Financial Group use?","answer":"Hawke Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (New York, NY), with $186M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hawke Financial Group have?","answer":"Hawke Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hawke Financial Group invest in?","answer":"At the end of its last fiscal year, Hawke Financial Group’s separately managed accounts held 47% exchange-traded equities, 10% high-yield corporate bonds, 10% derivatives, 10% cash and equivalents, 8% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 5% investment grade corporate bonds, 3% other and 2% sovereign bonds. The 3% other category is described as: Reit, Commodities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hawke Financial Group?","answer":"Hawke Financial Group’s direct owner is Jason Hawke (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hawke Financial Group get paid?","answer":"Hawke Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hawke Financial Group?","answer":"Hawke Financial Group’s main office is at 2484 N Stokesberry Place, Suite 100, Meridian, ID 83646-6083. Its phone number is 208-855-9400.","source":"Form ADV Part 1A, Item 1.F, filed 3 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}